Sally A. Shelton

MARBELLA WEALTH ADVISORY GROUP

ATLANTA, GA

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CRD#: 6481452

Professional summary

Sally Ann Shelton, CFP® is a registered financial advisor currently at MARBELLA WEALTH ADVISORY GROUP, LLC located in Atlanta, Georgia.

Sally is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Sally has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Ann Shelton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 79

ATLANTA, GA

Past

October 4, 2016 - August 25, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ATLANTA, GA

Past

February 18, 2016 - August 25, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2016

General Securities Representative Examination

Current Firm

MARBELLA WEALTH ADVISORY GROUP, LLC

CRD#: 334299 / SEC#:

Georgia

Registered Investment Advisory firm - (5/1/2025 Approved)

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Contact information

Main Address

Atlanta, GA

Mailing Address

3343 Peachtree Road Ne Suite 180 #a2264, Atlanta, GA 30326

Phone number

(404) 929-0033

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sally A. Shelton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Ann Shelton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARBELLA WEALTH ADVISORY GROUP, LLC

OXFORD FINANCIAL GROUP, LTD

COMPASS WEALTH MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2016

Series 63

Date: 9/18/2016

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2016

Current Firm

MARBELLA WEALTH ADVISORY GROUP, LLC

Contact information

Documents

Red Flags

Company Information

MARBELLA WEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

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