Matthias D. Giezendanner

SAN FRANCISCO WEALTH PLANNING

Petaluma, CA

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CRD#: 6480899

Professional summary

Matthias Daniel Giezendanner, CFP® is a registered financial advisor currently at SAN FRANCISCO WEALTH PLANNING LLC located in Petaluma, California.

Matthias is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Matthias has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthias Daniel Giezendanner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

June 5, 2018 - Present

SAN FRANCISCO WEALTH PLANNING LLC

RIA

CRD#: 296438

Petaluma, CA

Past

January 23, 2023 - February 9, 2023

LPL FINANCIAL LLC

CRD#: 6413

PETALUMA, CA

Past

January 18, 2023 - February 9, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

PETALUMA, CA

Past

January 16, 2023 - March 30, 2023

PLANNING & FINANCIAL ADVISORS

RIA

CRD#: 299550

PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/24/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/16/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/23/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/9/2022

Securities Industry Essentials Examination

Current Firm

SAN FRANCISCO WEALTH PLANNING LLC

CRD#: 296438 / SEC#:

California

Registered Investment Advisory firm - (6/5/2018 Approved)

Texas

Registered Investment Advisory firm - (1/12/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Petaluma, CA

Mailing Address

Phone number

(415) 375-0537

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 66,297,362

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthias D. Giezendanner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthias Daniel Giezendanner's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAN FRANCISCO WEALTH PLANNING LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PLANNING & FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/24/2023

Series 65

Date: 9/16/2015

Series 7TO

Date: 1/23/2023

SIE

Date: 12/9/2022

Current Firm

SAN FRANCISCO WEALTH PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAN FRANCISCO WEALTH PLANNING LLC

TRUST BUT VERIFY

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