Cindy S. Spitzer

BULL BEAR INVESTMENT MANAGEMENT LLC

Reston, VA 20190

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CRD#: 6480875

Professional summary

Cindy Sharon Spitzer is a registered financial advisor currently at BULL BEAR INVESTMENT MANAGEMENT LLC located in Reston, Virginia.

Cindy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Cindy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cindy Sharon Spitzer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2017 - Present

BULL BEAR INVESTMENT MANAGEMENT LLC

Office #1: 1818 Library Street Suite 500, Reston, VA 20190

RIA

CRD#: 174038

Reston, VA

Past

January 7, 2016 - December 31, 2016

BULL BEAR INVESTMENT MANAGEMENT LLC

RIA

CRD#: 174038

HERNDON, VA

Past

July 21, 2015 - December 17, 2015

AFTERSHOCK CONSULTANTS LLC

RIA

CRD#: 226790

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/8/2018)

IAR

North Carolina
(12/7/2017)

IAR

Ohio
(2/6/2018)

IAR

Texas
(2/20/2018)

IAR

Virginia
(1/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2015

Uniform Investment Adviser Law Examination

Current Firm

BULL BEAR INVESTMENT MANAGEMENT LLC

ARK FINANCIAL MANAGEMENT, LLC | BULL BEAR INVESTMENT MANAGEMENT LLC | ARK INVESTMENT MANAGEMENT, LLC

CRD#: 174038 / SEC#: 801-80879

RIA

Registered Investment Advisory firm - (2/28/2018 Terminated)

California

Registered Investment Advisory firm - (11/9/2022 Terminated)

Florida

Registered Investment Advisory firm - (3/2/2018 Approved)

North Carolina

Registered Investment Advisory firm - (12/5/2017 Approved)

Ohio

Registered Investment Advisory firm - (2/6/2018 Approved)

Texas

Registered Investment Advisory firm - (2/20/2018 Approved)

Virginia

Registered Investment Advisory firm - (10/19/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1818 Library Street Suite 500, Reston, VA 20190

Mailing Address

Phone number

(703) 774-3520

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	231
AUM (Assets Under Management)	$ 56,455,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cindy S. Spitzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cindy Sharon Spitzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BULL BEAR INVESTMENT MANAGEMENT LLC

BULL BEAR INVESTMENT MANAGEMENT LLC

AFTERSHOCK CONSULTANTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2015

Current Firm

BULL BEAR INVESTMENT MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BULL BEAR INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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