AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AG

Adrian Guzman Pena

NEXUS STRATEGIC WEALTH
TULATIN, OR 97062
Some features on this profile are disabled
CRD#: 6480498
AG

Professional summary

Adrian Guzman Pena, who also goes by Adrian Guzman-pena, is a registered financial advisor currently at NEXUS STRATEGIC WEALTH located in Tulatin, Oregon.

Adrian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Adrian has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Adrian Guzman-Pena

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Guzman Pena's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2025 - Present

NEXUS STRATEGIC WEALTH

Office #1: 18840 Sw Boones Ferry Rd. Suite 310, Tulatin, OR 97062
RIA
CRD#: 336847
TULATIN, OR
Past

January 29, 2025 - September 5, 2025

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA
CRD#: 151298
TUALATIN, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(7/11/2025)
IAR
Texas
(1/9/2026)
IAR
Washington
(8/15/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/2025
Uniform Investment Adviser Law Examination

Current Firm

NS
NEXUS STRATEGIC WEALTH
NEXUS STRATEGIC WEALTH | NEXUS STRATEGIC WEALTH, LLC

CRD#: 336847 / SEC#:

Oregon
Registered Investment Advisory firm - (7/10/2025 Approved)
Texas
Registered Investment Advisory firm - (12/17/2025 Conditional Restricted)
Washington
Registered Investment Advisory firm - (8/15/2025 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
18840 Sw Boones Ferry Rd. Suite 310, Tualatin, OR 97062
Mailing Address
Phone number
(503) 305-6704
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEXUS STRATEGIC WEALTH

CRD#: 336847Tulatin, OR 97062

TRUST BUT VERIFY

Monitor Adrian Guzman Pena

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Gregory Scott Bowen
Gregory BowenAdvisorCheck Check Mark
MARINER WEALTH
IAR
RR
Portland, OR
Robert Randall Morrison
Robert MorrisonAdvisorCheck Check Mark
CROSS FINANCIAL ADVISORS
IAR
RR
Beaverton, OR
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.