Seth B. Gasick

CROSSMARK GLOBAL INVESTMENTS

Franklin, TN

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CRD#: 6480493

Professional summary

Seth Benjamin Gasick is a registered financial advisor currently at CROSSMARK GLOBAL INVESTMENTS, INC. located in Franklin, Tennessee and CROSSMARK DISTRIBUTORS, INC. located in Houston, Texas.

Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Seth has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Benjamin Gasick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2023 - Present

CROSSMARK GLOBAL INVESTMENTS, INC.

RIA

CRD#: 113360

Franklin, TN

Current

August 21, 2023 - Present

CROSSMARK DISTRIBUTORS, INC.

Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079

CRD#: 14970

Houston, TX

Past

April 27, 2018 - March 6, 2023

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

Nashville, TN

Past

February 26, 2018 - March 6, 2023

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Past

March 30, 2017 - February 23, 2018

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

December 12, 2016 - March 27, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DALLAS, TX

Past

September 22, 2015 - November 14, 2016

INTERACTIVE BROKERS LLC

CRD#: 36418

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROSSMARK GLOBAL INVESTMENTS, INC.

CAPSTONE ASSET MANAGEMENT COMPANY | CROSSMARK GLOBAL INVESTMENTS, INC.

CRD#: 113360 / SEC#: 801-17695

RIA

Registered Investment Advisory firm - (7/26/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/8/2023)

Arkansas
(9/8/2023)

Florida
(9/8/2023)

Georgia
(9/8/2023)

Louisiana
(9/8/2023)

Mississippi
(9/8/2023)

Puerto Rico
(9/8/2023)

South Carolina
(9/8/2023)

Tennessee
(8/21/2023)

IAR

Tennessee
(8/23/2023)

Texas
(8/21/2023)

IAR

Texas
(8/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CROSSMARK GLOBAL INVESTMENTS, INC.

CAPSTONE ASSET MANAGEMENT COMPANY | CROSSMARK GLOBAL INVESTMENTS, INC.

CRD#: 113360 / SEC#: 801-17695

RIA

Registered Investment Advisory firm - (7/26/1982 Approved)

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Contact information

Main Address

15375 Memorial Drive Suite 200, Houston, TX 77079

Mailing Address

Phone number

(713) 260-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CROSSMARK GLOBAL INVESTMENTS FORM ADV PARTS 2A AND 2B REV JUNE 30 2025 (6/27/2025)

Regulatory assets under management

Total Number of Accounts	5,314
AUM (Assets Under Management)	$ 7,093,712,521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Seth B. Gasick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Benjamin Gasick's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSMARK DISTRIBUTORS, INC.

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

PROVASI CAPITAL PARTNERS LP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INTERACTIVE BROKERS LLC

Primary Firm SEC Registration

CROSSMARK GLOBAL INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2018

Series 63

Date: 6/11/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2015

FINRA

Current Firm

CROSSMARK GLOBAL INVESTMENTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROSSMARK GLOBAL INVESTMENTS, INC.

TRUST BUT VERIFY

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