Sean B. Sweeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Brandon Sweeney, who also goes by Brandon Sean Sweeney, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2015. Sean had worked at 1 firm and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2015 - June 27, 2019
STEBEN & COMPANY, LLC
Primary Firm SEC Registration
STEBEN & COMPANY, LLC
CRD#: 117808 / SEC#: 801-64686, 8-53614
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STEBEN & COMPANY, LLC
CRD#: 117808 / SEC#: 801-64686, 8-53614
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 108,117,452 |
Red Flags
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