Seyed Aryan Mirfakhraee
Professional summary
Seyed Aryan Mirfakhraee, who also goes by Arian Mirfakhraee, Seyed Arian Mirfakhraee, Seyed Aryan Mirfakhraee, is a registered financial advisor currently at MORAN WEALTH MANAGEMENT, LLC located in Naples, Florida.
Seyed Aryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Seyed Aryan has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seyed Aryan Mirfakhraee's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2023 - Present
MORAN WEALTH MANAGEMENT, LLC
Office #1: 5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108February 7, 2022 - February 18, 2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Primary Firm SEC Registration
MORAN WEALTH MANAGEMENT, LLC
CRD#: 319208 / SEC#: 801-123682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2023)
(11/29/2023)
Exams
Series 7TO
Date: 2/7/2022
General Securities Representative ExaminationCurrent Firm
MORAN WEALTH MANAGEMENT, LLC
CRD#: 319208 / SEC#: 801-123682
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,102 |
| AUM (Assets Under Management) | $ 5,093,086,147 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
