William F. Deluca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Deluca was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1960. William had worked at 4 firms and has passed the Series 63, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1988 - October 23, 2007
KAHN BROTHERS LLC
November 30, 1978 - January 21, 2020
KAHN BROTHERS LLC
February 22, 1978 - January 26, 1979
LEHMAN BROTHERS KUHN LOEB INCORPORATED
March 11, 1975 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
July 12, 1960 - March 20, 1975
ABRAHAM & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/20/1957
Registered Representative ExaminationSeries 40
Date: 10/19/1978
Registered Principal ExaminationCurrent Firm
KAHN BROTHERS LLC
CRD#: 7720 / SEC#: , 8-23135
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KAHN BROTHERS GROUP INC. | PARENT COMPANY | |
| KAHN, THOMAS GRAHAM | CHIEF COMPLIANCE OFFICER,CHAIRMAN, PRESIDENT, TREASURER, STOCKHOLDER & DIRECTOR | 263171 |
Red Flags
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