Nicholas F. Tanner
Professional summary
Nicholas Fred Robert Tanner, who also goes by Nicholas Tanner, Nick Tanner, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Delano, Minnesota.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Fred Robert Tanner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
MODERN WEALTH MANAGEMENT, LLC
January 6, 2020 - September 12, 2025
CHOREO, LLC
June 20, 2017 - December 20, 2019
CETERA WEALTH SERVICES, LLC
March 10, 2017 - December 20, 2019
CETERA WEALTH SERVICES, LLC
September 21, 2015 - February 23, 2017
VALMARK SECURITIES, INC.
Primary Firm SEC Registration
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/16/2026)
Exams
Current Firm
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30,617 |
| AUM (Assets Under Management) | $ 10,904,051,242 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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