LC
Levi Cyphers
MIDWEST HERITAGE FINANCIAL ADVISORS
West Des Moines, IA 50265
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CRD#: 6479224
LC
Professional summary
Levi Cyphers, who also goes by Levi Louis Cyphers, is a registered financial advisor currently at MIDWEST HERITAGE FINANCIAL ADVISORS located in West Des Moines, Iowa and OSAIC WEALTH, INC. located in West Des Moines, Iowa.
Levi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Levi has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Levi Louis Cyphers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MIDWEST HERITAGE - DBA CYPHERS BROTHERS ENTERPRISES POSITION: owner NATURE: Land holding company INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2023 ADDRESS: 309 Parallel St, Clifton KS 66937 DESCRIPTION: Commercial lease to Tammy Barnes who runs cafe out of the building owned by cyphers brothers enterprises MIDWEST HERITAGE FINANCIAL ADVISORS POSITION: Financial Planner NATURE: MIDWEST HERITAGE FINANCIAL ADVISORS - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT ADVISORYSERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/15/2023 ADDRESS: 3580 EP True Parkway, Des Moines IA 50265 DESCRIPTION: Fee-Based planning MIDWEST HERITAGE FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Sells and Service INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 12/15/2023 ADDRESS: 3580 EP True Parkway, Des Moines IA 50265 DESCRIPTION: Insurance sales and services SUNFLOWER INNN POSITION: owner NATURE: Hotel INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2023 ADDRESS: 102 Clifton St, Clifton, Clifton KS 66937 DESCRIPTION: small town hotel owned with my brother. HY-VEE FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Sales and Service INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 5 START DATE: 12/15/2023 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265 DESCRIPTION: Insurance sales and services
CRS (Client Relationship Summary) - RIA
Click below to view Levi Cyphers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2024 - Present
MIDWEST HERITAGE FINANCIAL ADVISORS
Office #1: 3580 Ep True Parkway, West Des Moines, IA 50265RIA
CRD#: 306308
West Des Moines, IA
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3580 Ep True Pkwy, West Des Moines, IA 50265RIA
BD
CRD#: 23131
WEST DES MOINES, IA
Past
December 18, 2023 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WEST DES MOINES, IA
Past
September 7, 2023 - November 27, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
OVERLAND PARK, KS
Past
September 7, 2023 - November 27, 2023
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
OVERLAND PARK, KS
Past
September 9, 2021 - January 5, 2022
LEGACY FINANCIAL
RIA
CRD#: 314912
CLIFTON, KS
Past
November 25, 2019 - September 15, 2021
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
OVERLAND PARK, KS
Past
June 20, 2019 - September 15, 2021
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
OVERLAND PARK, KS
Past
January 1, 2016 - June 21, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
MIDWEST HERITAGE FINANCIAL ADVISORS
MIDWEST HERITAGE BANK, FSB | MIDWEST HERITAGE FINANCIAL ADVISORS
CRD#: 306308 / SEC#: 801-119038
RIA
Registered Investment Advisory firm - (7/10/2020 Approved)Iowa
Registered Investment Advisory firm - (9/22/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Iowa(1/5/2024)
RR
Iowa(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
MIDWEST HERITAGE FINANCIAL ADVISORS
MIDWEST HERITAGE BANK, FSB | MIDWEST HERITAGE FINANCIAL ADVISORS
CRD#: 306308 / SEC#: 801-119038
RIA
Registered Investment Advisory firm - (7/10/2020 Approved)Iowa
Registered Investment Advisory firm - (9/22/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3580 Ep True Parkway, West Des Moines, IA 50265
Mailing Address
Phone number
(515) 246-8378
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 571 |
| AUM (Assets Under Management) | $ 314,203,732 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MIDWEST HERITAGE FINANCIAL ADVISORS
CRD#: 306308West Des Moines, IA 50265TRUST BUT VERIFY
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