AH
Alyssa N. Hollawell
AUGMENT CAPITAL
New York, NY 10011
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CRD#: 6479181
AH
Professional summary
Alyssa Nicole Hollawell is a registered financial professional currently at AUGMENT CAPITAL, LLC located in New York, New York.
Alyssa is registered as a RR (Registered Representative) and started their career in finance in 2016. Alyssa has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alyssa Nicole Hollawell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2025 - Present
AUGMENT CAPITAL, LLC
Office #1: 154 W 14th Street 5th Floor, New York, NY 10011BD
CRD#: 322519
New York, NY
Past
March 17, 2021 - December 12, 2024
EQUITYZEN SECURITIES LLC
BD
CRD#: 281820
NEW YORK, NY
Past
October 14, 2016 - March 29, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
August 29, 2016 - March 29, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/13/2025)
RR
Alaska(1/13/2025)
RR
Arizona(1/13/2025)
RR
Arkansas(1/13/2025)
RR
California(1/13/2025)
RR
Colorado(1/13/2025)
RR
Connecticut(1/13/2025)
RR
Delaware(1/13/2025)
RR
District of Columbia(1/13/2025)
RR
Florida(1/13/2025)
RR
Georgia(1/13/2025)
RR
Hawaii(1/13/2025)
RR
Idaho(1/13/2025)
RR
Illinois(10/2/2025)
RR
Indiana(6/13/2025)
RR
Iowa(1/13/2025)
RR
Kansas(1/13/2025)
RR
Kentucky(1/13/2025)
RR
Louisiana(1/13/2025)
RR
Maine(8/13/2025)
RR
Maryland(1/13/2025)
RR
Massachusetts(3/10/2025)
RR
Michigan(1/13/2025)
RR
Minnesota(1/13/2025)
RR
Mississippi(1/13/2025)
RR
Missouri(7/14/2025)
RR
Montana(1/13/2025)
RR
Nebraska(1/13/2025)
RR
Nevada(1/13/2025)
RR
New Hampshire(6/2/2025)
RR
New Jersey(1/13/2025)
RR
New Mexico(1/13/2025)
RR
New York(1/9/2025)
RR
North Carolina(1/13/2025)
RR
North Dakota(1/13/2025)
RR
Ohio(1/14/2025)
RR
Oklahoma(1/13/2025)
RR
Oregon(1/13/2025)
RR
Pennsylvania(1/13/2025)
RR
Puerto Rico(1/13/2025)
RR
Rhode Island(1/13/2025)
RR
South Carolina(1/13/2025)
RR
South Dakota(1/13/2025)
RR
Tennessee(5/30/2025)
RR
Texas(1/13/2025)
RR
Utah(1/13/2025)
RR
Vermont(1/13/2025)
RR
Virginia(1/13/2025)
RR
Washington(1/13/2025)
RR
West Virginia(1/13/2025)
RR
Wisconsin(1/13/2025)
RR
Wyoming(6/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC
CRD#: 322519 / SEC#: , 8-70989
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
