Ruth Chicca

PLANVISION

New Bedford , MA

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CRD#: 6478838

Professional summary

Ruth Chicca, who also goes by Ruth Caldrello, Ruth Stein, is a registered financial advisor currently at PLANVISION, LLC located in New Bedford , Massachusetts.

Ruth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ruth has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Ruth Caldrello | Ruth Stein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; New Bedford, MA, 02740; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruth Chicca's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2026 - Present

PLANVISION, LLC

RIA

CRD#: 166311

New Bedford , MA

Past

December 19, 2025 - March 25, 2026

APRICITY FINANCIAL, LLC

RIA

CRD#: 10409

EAST PROVIDENCE, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANVISION, LLC

M&E FINANCIAL GROUP | PLANVISION, LLC

CRD#: 166311 / SEC#: 801-112729

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Minnesota

Registered Investment Advisory firm - (3/30/2018 Terminated)

South Dakota

Registered Investment Advisory firm - (3/30/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/2/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2017

General Securities Representative Examination

Current Firm

PLANVISION, LLC

M&E FINANCIAL GROUP | PLANVISION, LLC

CRD#: 166311 / SEC#: 801-112729

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Minnesota

Registered Investment Advisory firm - (3/30/2018 Terminated)

South Dakota

Registered Investment Advisory firm - (3/30/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/2/2018 Terminated)

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Contact information

Main Address

Fuquay-varina, NC

Mailing Address

Phone number

(612) 965-4286

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANVISION DISCLOSURE BROCHURE (2/19/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ruth Chicca

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruth Chicca's CRS (Customer Relationship Summary).

Certified licenses

Experience

APRICITY FINANCIAL, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

LINCOLN INVESTMENT

LINCOLN INVESTMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

PLANVISION, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/26/2017

Current Firm

PLANVISION, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

PLANVISION, LLC

TRUST BUT VERIFY

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