Emily R. Raymond

REGENT PEAK WEALTH ADVISORS

Atlanta, GA 30339

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CRD#: 6478827

Professional summary

Emily Renae Raymond, who also goes by Emily Renae Dennison, is a registered financial advisor currently at REGENT PEAK WEALTH ADVISORS, LLC located in Atlanta, Georgia.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Emily has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Renae Dennison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Regent Peak Wealth Advisors; Investment Related; See Registered Branch Office Location; Wealth Management; Chief Operating Officer; 05/2019; 180 hrs/mo; 9 hrs during trading; Management and oversight of the daily operations; client service; client experience; marketing and communications. Rhyne Park Girls Softball; Not Investment Related; 4145 King Springs Rd NE, Smyrna, GA 30082; Youth Softball league; Parent Coordinator/Board Chair; 7/28/2024; 5hrs/mo; 0 hrs during trading; Assist communication across divisional teams for each team parent and coaches, aligning board communications and duties of team parent role responsibilities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Renae Raymond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2021 - Present

REGENT PEAK WEALTH ADVISORS, LLC

Office #1: 200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339

RIA

CRD#: 298259

Atlanta, GA

Past

November 30, 2020 - June 5, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Atlanta, GA

Past

March 30, 2016 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

September 11, 2015 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGENT PEAK WEALTH ADVISORS, LLC

BUCKHEAD, LLC | REGENT PEAK WEALTH ADVISORS, LLC

CRD#: 298259 / SEC#: 801-115021

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2015

General Securities Representative Examination

Current Firm

REGENT PEAK WEALTH ADVISORS, LLC

BUCKHEAD, LLC | REGENT PEAK WEALTH ADVISORS, LLC

CRD#: 298259 / SEC#: 801-115021

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

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Contact information

Main Address

200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339

Mailing Address

Phone number

(470) 867-3550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REGENT PEAK WEALTH ADVISORS ADV PART 2A BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,542
AUM (Assets Under Management)	$ 706,202,478

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/13/2024	Cover Page	Report
03/22/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Emily R. Raymond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Renae Raymond's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

REGENT PEAK WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2016

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2015

Current Firm

REGENT PEAK WEALTH ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

REGENT PEAK WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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