Daphne V. Jordan
Professional summary
Daphne Vasiliki Jordan, who also goes by Daphne Jordan, Daphne Vasiliki Theodorakis, is a registered financial professional currently at TRC MARKETS LLC located in New York, New York.
Daphne is registered as a RR (Registered Representative) and started their career in finance in 2015. Daphne has worked at 3 firms and has passed the SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daphne Vasiliki Jordan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2020 - Present
TRC MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271November 25, 2020 - October 17, 2023
LATOUR TRADING LLC
July 2, 2015 - November 2, 2020
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRC MARKETS LLC
CRD#: 171272 / SEC#: , 8-69454
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
Red Flags
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