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Hassan Sayed

TRUIST SECURITIES
MIAMI, FL
·CRD# 6478677·11 years experience

Professional Summary

Hassan Sayed is a registered financial advisor currently at TRUIST SECURITIES, INC. located in Miami, Florida. Hassan is registered as a RR (Registered Representative) and started their career in finance in 2015. Hassan has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

TRUIST SECURITIES, INC.·CRD# 6271
BD
777 Brickell Ave Fl 9, Miami, FL 33131
June 1, 2015 - Present

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Current Firm

TS
TRUIST SECURITIES, INC.

ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION

CRD#: 6271 / SEC#: 8-17212
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

740 Battery Ave, Atlanta, GA 30339

Mailing Address

740 Battery Ave, Atlanta, GA 30339

Phone Number

(404) 926-5600

Established

Tennessee since 07/01/1972

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONPARENT COMPANY—
COLEMAN, SHELLEY BRENNANAML OFFICER3163295
FARRELL, KATHLEEN ANNEBOARD MEMBER4038178
HACKETT, THOMAS PATRICKCHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER2878035
HUFFSTETLER, MARKBOARD MEMBER AND CHIEF CREDIT OFFICER2830214
HUMPHREYS, ADAMSECRETARY AND CHIEF LEGAL OFFICER7866934
JESSANI, KERRYBOARD MEMBER5048754
MATNEY, MELISSA WHALEYPRINCIPAL OPERATIONS OFFICER3123796
MORRIS, DONALD ROSS JRCHIEF FINANCIAL OFFICER3231801
PAPPAS, ALBERT GEORGECHIEF COMPLIANCE OFFICER1875535

Disclosures

Regulatory Event

22

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/27/2018)
RR
Alaska
(6/27/2018)
RR
Arizona
(6/27/2018)
RR
Arkansas
(6/27/2018)
RR
California
(6/27/2018)
RR
Colorado
(6/27/2018)
RR
Connecticut
(6/27/2018)
RR
Delaware
(6/27/2018)
RR
District of Columbia
(6/27/2018)
RR
Florida
(6/27/2018)
RR
Georgia
(6/27/2018)
RR
Hawaii
(6/27/2018)
RR
Idaho
(6/27/2018)
RR
Illinois
(6/27/2018)
RR
Indiana
(6/27/2018)
RR
Iowa
(6/27/2018)
RR
Kansas
(6/27/2018)
RR
Kentucky
(6/27/2018)
RR
Louisiana
(6/27/2018)
RR
Maine
(6/27/2018)
RR
Maryland
(6/27/2018)
RR
Massachusetts
(6/27/2018)
RR
Michigan
(6/27/2018)
RR
Minnesota
(6/27/2018)
RR
Mississippi
(6/27/2018)
RR
Missouri
(6/27/2018)
RR
Montana
(6/27/2018)
RR
Nebraska
(6/27/2018)
RR
Nevada
(6/27/2018)
RR
New Hampshire
(6/27/2018)
RR
New Jersey
(6/27/2018)
RR
New Mexico
(6/27/2018)
RR
New York
(6/15/2015)
RR
North Carolina
(6/28/2018)
RR
North Dakota
(6/27/2018)
RR
Ohio
(6/27/2018)
RR
Oklahoma
(6/27/2018)
RR
Oregon
(6/27/2018)
RR
Pennsylvania
(6/27/2018)
RR
Puerto Rico
(6/27/2018)
RR
Rhode Island
(6/27/2018)
RR
South Carolina
(6/27/2018)
RR
South Dakota
(6/27/2018)
RR
Tennessee
(6/27/2018)
RR
Texas
(6/27/2018)
RR
Utah
(6/27/2018)
RR
Vermont
(6/27/2018)
RR
Virginia
(6/27/2018)
RR
Washington
(6/27/2018)
RR
West Virginia
(6/27/2018)
RR
Wisconsin
(6/27/2018)
RR
Wyoming
(6/27/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2015About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jun 2015About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Hassan Sayed's CRS (Customer Relationship Summary).

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