Cheryl S. Auchenbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Sula Auchenbach, who also goes by Cheryl Ann Sula, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 2015. Cheryl had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2017 - February 13, 2018
LEVIN FUNDING GROUP LLC
September 9, 2015 - November 16, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
August 17, 2015 - November 16, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
LEVIN FUNDING GROUP LLC
CRD#: 170087 / SEC#: 801-125714
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEVIN FUNDING GROUP LLC
CRD#: 170087 / SEC#: 801-125714
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 168,248,470 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
