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Howard Douglas III

Howard Douglas Iii

CFP®
DOUGLAS CAPITAL ADVISORS
MANOR, TX
·CRD# 6478544·10 years experience

Professional Summary

Howard Douglas III, CFP®, who also goes by Howard Douglas III, Howard Douglas, is a registered financial advisor currently at DOUGLAS CAPITAL ADVISORS located in Manor, Texas. Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Howard has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Howard Douglas Iii, Howard Douglas

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2022

Years of Experience

10 years in the financial services industry

Current & Past Employments

DOUGLAS CAPITAL ADVISORS·CRD# 315059
RIA
19812 Ann Richards Ave, Manor, TX 78653
January 23, 2024 - Present
DOUGLAS CAPITAL ADVISORS·CRD# 315059
RIA
Manor, TX
June 23, 2021 - December 31, 2023
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Pasadena, CA
September 9, 2020 - January 5, 2021
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Pasadena, CA
September 9, 2020 - January 5, 2021
MORGAN STANLEY·CRD# 149777
RIA
Beverly Hills, CA
January 28, 2019 - March 5, 2020
MORGAN STANLEY·CRD# 149777
BD
Beverly Hills, CA
January 28, 2019 - March 5, 2020
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Newport Beach, CA
August 11, 2017 - December 13, 2018
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Newport Beach, CA
August 7, 2017 - December 13, 2018
WADDELL & REED·CRD# 866
RIA
Torrance, CA
October 19, 2016 - June 1, 2017
WADDELL & REED·CRD# 866
BD
Torrance, CA
September 15, 2016 - June 1, 2017

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Current Firm

DC
DOUGLAS CAPITAL ADVISORS

DOUGLAS CAPITAL ADVISORS | DOUGLAS CAPITAL ADVISORS, LLC

CRD#: 315059
California
Registered Investment Advisory firm - California (1/23/2024 Approved)
Connecticut
Registered Investment Advisory firm - Connecticut (12/31/2023 Failure to Renew)
Georgia
Registered Investment Advisory firm - Georgia (12/31/2023 Failure to Renew)
Texas
Registered Investment Advisory firm - Texas (1/18/2024 Approved)

Contact Information

Main Address

19812 Ann Richards Ave, Manor, TX 78653

Phone Number

(512) 782-2125

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

11

AUM (Assets Under Management)

$210,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME: Howard Douglas III (Sole Prop) INV REL: Yes ADD: 19812 Ann Richards Ave, Manor, TX 78653 NATURE: Individual Life/ Health, DI, LTC, Fixed/ Variable/ Index Annuities POSITION: Independent Life and Health Insurance Agent START DATE: 4/29/2021 # OF HRS/DAY: 0-2 hour on avg.
(2) NAME: Naturally Boundless INV REL: No ADD: 19812 Ann Richards Ave, Manor, TX 78653 NATURE: Retail Sales- Health/ Beauty/ Wellness Products and Services START DATE: 06/2016 # OF HRS/DAY: 0-2 hours per day on avg.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Howard Douglas III's CRS (Customer Relationship Summary).

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Howard Douglas III
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