Howard Douglas

DOUGLAS CAPITAL ADVISORS

Manor, TX 78653

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CRD#: 6478544

Professional summary

Howard Douglas III, CFP®, who also goes by Howard Douglas III, Howard Douglas, is a registered financial advisor currently at DOUGLAS CAPITAL ADVISORS located in Manor, Texas.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Howard has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Howard Douglas Iii | Howard Douglas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME: Howard Douglas III (Sole Prop) INV REL: Yes ADD: 19812 Ann Richards Ave, Manor, TX 78653 NATURE: Individual Life/ Health, DI, LTC, Fixed/ Variable/ Index Annuities POSITION: Independent Life and Health Insurance Agent START DATE: 4/29/2021 # OF HRS/DAY: 0-2 hour on avg. (2) NAME: Naturally Boundless INV REL: No ADD: 19812 Ann Richards Ave, Manor, TX 78653 NATURE: Retail Sales- Health/ Beauty/ Wellness Products and Services START DATE: 06/2016 # OF HRS/DAY: 0-2 hours per day on avg.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Douglas III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 23, 2024 - Present

DOUGLAS CAPITAL ADVISORS

Office #1: 19812 Ann Richards Ave, Manor, TX 78653

RIA

CRD#: 315059

Manor, TX

Past

June 23, 2021 - December 31, 2023

DOUGLAS CAPITAL ADVISORS

RIA

CRD#: 315059

Manor, TX

Past

September 9, 2020 - January 5, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Pasadena, CA

Past

September 9, 2020 - January 5, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

Pasadena, CA

Past

January 28, 2019 - March 5, 2020

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

January 28, 2019 - March 5, 2020

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

Past

August 11, 2017 - December 13, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

NEWPORT BEACH, CA

Past

August 7, 2017 - December 13, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEWPORT BEACH, CA

Past

October 19, 2016 - June 1, 2017

WADDELL & REED

RIA

CRD#: 866

TORRANCE, CA

Past

September 15, 2016 - June 1, 2017

WADDELL & REED

CRD#: 866

TORRANCE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2016

General Securities Representative Examination

Current Firm

DOUGLAS CAPITAL ADVISORS

DOUGLAS CAPITAL ADVISORS | DOUGLAS CAPITAL ADVISORS, LLC

CRD#: 315059 / SEC#:

California

Registered Investment Advisory firm - (1/23/2024 Approved)

Connecticut

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

Georgia

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

Texas

Registered Investment Advisory firm - (1/18/2024 Approved)

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Contact information

Main Address

19812 Ann Richards Ave, Manor, TX 78653

Mailing Address

Phone number

(310) 879-7670

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Howard Douglas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Douglas III's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOUGLAS CAPITAL ADVISORS

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2016

SIE

Date: 10/1/2018

Series 7

Date: 9/15/2016

Current Firm

DOUGLAS CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOUGLAS CAPITAL ADVISORS

TRUST BUT VERIFY

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