Brendan R. Gallagher

PINNACLE INVESTMENTS

QUINCY, MA

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CRD#: 6478254

Professional summary

Brendan Ryan Gallagher, CFP®, who also goes by Brendan Ryan Gallagher, Brendan Gallagher, is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in Quincy, Massachusetts.

Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brendan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendan Ryan Gallagher | Brendan Gallagher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pinnacle Capital Management 244 North Main Street Mansfield MA 02048 IAR BEGUN 2019 APPROX HRS - VARIES/HRS DURING TRADING - VARIES; PINNACLE INVESTMENTS LLC 244 North Main Street Mansfield MA 02048 - ADVISOR BEGUN 2019 APPROX HRS - VARIES/HRS DURING TRADING - VARIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Ryan Gallagher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brendan Ryan Gallagher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

May 2, 2019 - Present

PINNACLE INVESTMENTS, LLC

RIA

CRD#: 142910

QUINCY, MA

Current

July 1, 2019 - Present

PINNACLE INVESTMENTS, LLC

Office #1: 5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057

RIA

CRD#: 142910

East Syracuse, NY

Past

April 5, 2019 - July 10, 2019

ESSEX SECURITIES LLC

CRD#: 46605

JERSEY CITY, NJ

Past

January 25, 2016 - March 29, 2019

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

EAST MILTON, MA

Past

January 25, 2016 - March 29, 2019

CITIZENS SECURITIES, INC.

CRD#: 39550

EAST MILTON, MA

Past

August 17, 2015 - December 17, 2015

EDWARD JONES

RIA

CRD#: 250

BOSTON, MA

Past

May 26, 2015 - December 17, 2015

EDWARD JONES

CRD#: 250

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE INVESTMENTS, LLC

PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)

CRD#: 142910 / SEC#: 801-67860, 8-67515

RIA

Registered Investment Advisory firm - SEC (5/18/2007 Approved)

Arizona

Registered Investment Advisory firm - SEC (9/12/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (5/2/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/21/2025)

Arizona
(7/10/2019)

Arkansas
(1/21/2025)

California
(7/8/2019)

IAR

California
(9/17/2019)

IAR

Colorado
(9/27/2022)

Colorado
(12/20/2022)

Connecticut
(7/1/2019)

IAR

Connecticut
(12/22/2020)

Florida
(7/1/2019)

IAR

Florida
(2/20/2020)

Georgia
(1/21/2025)

Idaho
(1/21/2025)

Illinois
(7/1/2019)

Iowa
(1/21/2025)

Louisiana
(1/21/2025)

Maine
(7/8/2019)

IAR

Maine
(10/5/2022)

Maryland
(10/23/2019)

IAR

Maryland
(10/23/2019)

IAR

Massachusetts
(7/2/2019)

Massachusetts
(7/10/2019)

Michigan
(1/21/2025)

Minnesota
(1/21/2025)

Mississippi
(1/21/2025)

Missouri
(7/8/2019)

Montana
(1/21/2025)

Nebraska
(1/21/2025)

Nevada
(1/21/2025)

New Hampshire
(7/10/2019)

IAR

New Hampshire
(1/21/2025)

New Jersey
(7/8/2019)

New York
(7/1/2019)

North Carolina
(8/21/2020)

IAR

North Carolina
(8/11/2021)

Ohio
(7/11/2019)

IAR

Ohio
(1/21/2025)

Oregon
(9/22/2023)

IAR

Oregon
(9/22/2023)

IAR

Pennsylvania
(6/13/2019)

Pennsylvania
(1/21/2025)

IAR

Rhode Island
(5/2/2019)

Rhode Island
(2/11/2020)

South Carolina
(7/8/2019)

Texas
(7/8/2019)

IAR

Texas
(8/20/2021)

Virginia
(7/8/2019)

Washington
(1/21/2025)

Wisconsin
(1/21/2025)

Wyoming
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/26/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PINNACLE INVESTMENTS, LLC

PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)

CRD#: 142910 / SEC#: 801-67860, 8-67515

RIA

Registered Investment Advisory firm - SEC (5/18/2007 Approved)

Arizona

Registered Investment Advisory firm - SEC (9/12/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (5/2/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057

Mailing Address

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057

Phone number

(315) 251-1101

Established

New York since 08/04/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (41 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

2024.09.30 PI-IA WRAP BROCHURE (5/30/2025)

2024.09.30 PI-IA FIRM BROCHURE (5/30/2025)

Direct owners and executive officers

Name	Position	CRD#
PINNACLE HOLDING CO, LLC	MANAGING MEMBER
GEORGE, KENNETH RONALD	FINOP	2643369
JACOBSEN, BRYAN K	CHIEF COMPLIANCE OFFICER	3055957
KROUSE, ERIC DOUGLAS	COO / OPTIONS PRINCIPAL	4338577
QUILTY, BENJAMIN RYAN	CHIEF EXECUTIVE OFFICER	5391743

Regulatory assets under management

Total Number of Accounts	2,860
AUM (Assets Under Management)	$ 1,056,507,711

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
12/23/2024	Cover Page	Report
03/27/2024	Cover Page	Report
03/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brendan R. Gallagher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Ryan Gallagher's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brendan Ryan Gallagher's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE INVESTMENTS, LLC

ESSEX SECURITIES LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

PINNACLE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/26/2015

FINRA

Current Firm

PINNACLE INVESTMENTS, LLC

Contact information

SEC notice filing (41 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PINNACLE INVESTMENTS, LLC

TRUST BUT VERIFY

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