Andrew W. Lipscomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Wade Lipscomb was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2017. Andrew had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2018 - May 14, 2025
LIPSCOMB INVESTMENT GROUP, LLC
March 2, 2017 - May 16, 2018
PARK AVENUE SECURITIES LLC
January 25, 2017 - May 16, 2018
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
LIPSCOMB INVESTMENT GROUP, LLC
CRD#: 131869 / SEC#: 801-71180
Contact information
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 78,612,000 |
Red Flags
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