Joshua P. Roberts
KESTRA ADVISORY SERVICES
TYLER, TX 75701
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CRD#: 6477454
Professional summary
Joshua Paul Roberts, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tyler, Texas and KESTRA INVESTMENT SERVICES, LLC located in Tyler, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Joshua has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Roseman Wealth Advisors POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 05/04/2015 ADDRESS: 3300 S. Broadway Ste 102, Tyler TX 75701 DESCRIPTION: Financial and investment advisory services; practice management and accounting duties Bus Name: Josh Roberts Investment Related: Yes Address: 7408 Hollyoak Drive Tyler TX 75703 Nature of Business: Real Estate Position, Title or Relationship: Landlord, owner of property Start Date: 7/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Providing a place to live, minor maintenance, etc.rt owner and teacher for the education programs we provide. Bus Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/03/2017 ADDRESS: 5707 Southwest Parkway Building 2, Ste 400, Austin TX 78735 DESCRIPTION: Investment and Advisory Services Bus Name: EAST TEXAS COMMUNITIES FOUNDATION POSITION: Director NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes, # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/21/2025 ADDRESS: 315 N Broadway Ave #210, Tyler TX 75702, United States DESCRIPTION: I will be helping raise awareness of the organization, on a committee that evaluates a third party investment manager, and provide guidance on other general governance and board of directors type duties.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Paul Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 5, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3304 S Broadway Suite 202, Tyler, TX 75701RIA
CRD#: 283330
TYLER, TX
Current
March 6, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3300 S Broadway Ave Suite 102, Tyler, TX 75701BD
CRD#: 42046
Tyler, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2020)
RR
Colorado(10/24/2025)
RR
Illinois(5/4/2023)
RR
Maryland(1/3/2020)
RR
Missouri(7/7/2020)
RR
Montana(1/3/2020)
RR
Texas(4/5/2017)
IAR
Texas(4/5/2017)
RR
Utah(11/12/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
