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EB

Ethan T. Brown

IQVESTMENT
Sherborn, MA
Some features on this profile are disabled
CRD#: 6477044
EB

Professional summary

Ethan Teel Brown is a registered financial advisor currently at IQVESTMENT, LLC located in Sherborn, Massachusetts.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Ethan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Teel Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 8, 2025 - Present

IQVESTMENT, LLC

RIA
CRD#: 157514
Sherborn, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IL
IQVESTMENT, LLC
ES CAPITAL ADVISORS | TZERO ADVISORS, LLC | TZERO ADVISORS | T0 | STEIMAN, ERIC HOWARD | IQVESTMENT, LLC | IQVESTMENT | ES CAPITAL ADVISORS LLC

CRD#: 157514 / SEC#: 801-79638

RIA
Registered Investment Advisory firm - (4/25/2014 Approved)
Massachusetts
Registered Investment Advisory firm - (2/13/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(10/8/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/15/2025
Uniform Investment Adviser Law Examination

Current Firm

IL
IQVESTMENT, LLC
ES CAPITAL ADVISORS | TZERO ADVISORS, LLC | TZERO ADVISORS | T0 | STEIMAN, ERIC HOWARD | IQVESTMENT, LLC | IQVESTMENT | ES CAPITAL ADVISORS LLC

CRD#: 157514 / SEC#: 801-79638

RIA
Registered Investment Advisory firm - (4/25/2014 Approved)
Massachusetts
Registered Investment Advisory firm - (2/13/2018 Terminated)
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Contact information

Main Address
Charlotte, NC
Mailing Address
Phone number
(877) 486-4702
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (8/29/2025)

Regulatory assets under management

Total Number of Accounts682
AUM (Assets Under Management)$ 10,851,715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IQVESTMENT, LLC

CRD#: 157514Sherborn, MA

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