GT
Gordon L. Thorn
TFB ADVISORS
Overland Park, KS 66211
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CRD#: 6476947
GT
Professional summary
Gordon Lee Thorn is a registered financial advisor currently at TFB ADVISORS, LLC located in Overland Park, Kansas and AMERITAS INVESTMENT COMPANY, LLC located in Overland Park, Kansas.
Gordon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Gordon has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TAX FAVORED BENEFITS; SAME AS BRANCH; INV REL; INSURANCE SALES; CHIEF OPERATING OFFICER; START DATE=01/2015; HRS/MO=160; TRADING HRS/MO=150; MANAGE THE ADMINISTRATIVE ACTIVITIES OF THE CORPORATION * Foundational Financial Partners, LLC; same as branch; inv rel; DBA for insurance and investment services; Management; start date=04/2016; hrs/mo=10; trading hrs/mo=8; management/advisor * CreativeOne; 11460 Tomahawk Creek Pkwy, Leawood KS 66211; inv rel; IMO for fixed rate insurance products; Broker; start date=05/2016; hrs/mo=1; trading hrs/mo=1; broker of annuities and life insurance * TFB Advisors, LLC; same as branch; inv rel; Independent RIA; Investment Adviser Representative; start date=08/2022; hrs/mo=150; trading hrs/mo=150; IAR of Independent RIA * Via Visione, LLC; 21 Via Visione, Henderson NV 89011; non-inv rel; Holding LLC for the ownership interest in the Jazz Club; Owner; start date=04/2025; hrs/mo=0; trading hrs/mo=0; Investor/Ownership interest
CRS (Client Relationship Summary) - RIA
Click below to view Gordon Lee Thorn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2022 - Present
TFB ADVISORS, LLC
Office #1: 4801 West 110th Street Suite 200, Overland Park, KS 66211RIA
CRD#: 321870
Overland Park, KS
Current
November 12, 2015 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 4801 W. 110th Street Ste 200, Overland Park, KS 66211BD
CRD#: 14869
Overland Park, KS
Past
November 1, 2021 - June 30, 2023
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
Overland Park, KS
Past
March 30, 2016 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TFB ADVISORS, LLC
TFB ADVISORS, LLC
CRD#: 321870 / SEC#: 801-126142
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/5/2019)
RR
Alaska(7/5/2019)
RR
Arkansas(7/5/2019)
RR
California(7/31/2017)
RR
Colorado(3/30/2016)
RR
Georgia(7/5/2019)
RR
Iowa(7/5/2019)
RR
Kansas(3/30/2016)
IAR
Kansas(8/2/2022)
RR
Kentucky(8/19/2016)
RR
Massachusetts(7/5/2019)
RR
Missouri(3/30/2016)
RR
Nevada(7/5/2019)
RR
New Mexico(7/5/2019)
RR
North Carolina(8/1/2018)
RR
Ohio(7/5/2019)
RR
South Dakota(7/5/2019)
RR
Texas(4/20/2022)
IAR
Texas(8/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TFB ADVISORS, LLC
TFB ADVISORS, LLC
CRD#: 321870 / SEC#: 801-126142
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4801 West 110th Street Suite 200, Overland Park, KS 66211
Mailing Address
Phone number
(913) 648-5526
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,047 |
| AUM (Assets Under Management) | $ 859,559,702 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TFB ADVISORS, LLC
CRD#: 321870Overland Park, KS 66211TRUST BUT VERIFY
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