JM
Joseph M. Mullins
PACIFIC SELECT DISTRIBUTORS
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 6476945
JM
Professional summary
Joseph Matthew Mullins, who also goes by Matt Mullins, Joseph Matthew Mullins, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2015. Joseph has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matt Mullins | Joseph Matthew Mullins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Matthew Mullins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2025 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660BD
CRD#: 4452
Newport Beach, CA
Past
May 3, 2023 - April 29, 2025
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
November 3, 2020 - April 29, 2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
CHICAGO, IL
Past
May 11, 2015 - October 14, 2020
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/6/2025)
RR
Alaska(11/6/2025)
RR
Arizona(11/6/2025)
RR
Arkansas(11/6/2025)
RR
California(11/6/2025)
RR
Colorado(11/6/2025)
RR
Connecticut(11/6/2025)
RR
Delaware(5/13/2025)
RR
District of Columbia(5/13/2025)
RR
Florida(11/6/2025)
RR
Georgia(11/6/2025)
RR
Hawaii(11/6/2025)
RR
Idaho(11/6/2025)
RR
Illinois(5/13/2025)
RR
Indiana(5/13/2025)
RR
Iowa(11/6/2025)
RR
Kansas(11/6/2025)
RR
Kentucky(5/13/2025)
RR
Louisiana(11/6/2025)
RR
Maine(11/6/2025)
RR
Maryland(5/13/2025)
RR
Massachusetts(11/6/2025)
RR
Michigan(5/13/2025)
RR
Minnesota(11/6/2025)
RR
Mississippi(11/6/2025)
RR
Missouri(11/6/2025)
RR
Montana(11/6/2025)
RR
Nebraska(11/6/2025)
RR
Nevada(11/6/2025)
RR
New Hampshire(11/6/2025)
RR
New Jersey(11/6/2025)
RR
New Mexico(11/6/2025)
RR
New York(5/13/2025)
RR
North Carolina(11/6/2025)
RR
North Dakota(11/6/2025)
RR
Ohio(5/14/2025)
RR
Oklahoma(11/6/2025)
RR
Oregon(11/6/2025)
RR
Pennsylvania(5/13/2025)
RR
Rhode Island(11/6/2025)
RR
South Carolina(11/6/2025)
RR
South Dakota(11/6/2025)
RR
Tennessee(11/6/2025)
RR
Texas(11/6/2025)
RR
Utah(11/6/2025)
RR
Vermont(11/6/2025)
RR
Virginia(5/13/2025)
RR
Washington(11/6/2025)
RR
West Virginia(5/13/2025)
RR
Wisconsin(11/6/2025)
RR
Wyoming(11/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PACIFIC SELECT DISTRIBUTORS, LLC
PACIFIC EQUITY SALES COMPANY | PACIFIC SELECT DISTRIBUTORS, LLC | PACIFIC SELECT DISTRIBUTORS, INC. | PACIFIC SECURITIES | PACIFIC MUTUAL DISTRIBUTORS, INC. | PACIFIC MUTUAL DISTRIBURTORS, INC.
CRD#: 4452 / SEC#: , 8-15264
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
700 Newport Center Drive, Newport Beach, CA 92660-6397
Mailing Address
700 Newport Center Drive, Newport Beach, CA 92660-6397
Phone number
(949) 219-6579
Established
Delaware since 01/01/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
