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Faqiang Wang

CRD# 6476499·Registered 2016 - 2018
Previously Registered: Being a previously registered professional could mean that Faqiang is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Faqiang Wang was a registered financial advisor. Faqiang was a previously registered financial professional and started their career in finance 2016 - 2018. Faqiang had worked at 1 firm and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

BAIN CAPITAL MARKETS, LLC·CRD# 175456
BD
Hong Kong
August 5, 2016 - April 27, 2018

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Current Firm

BC
BAIN CAPITAL MARKETS, LLC

BAIN CAPITAL DISTRIBUTORS, LLC | ST. JAMES FUND DISTRIBUTORS, LLC | BAIN CAPITAL MARKETS, LLC

CRD#: 175456 / SEC#: 8-69599
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

200 Clarendon Street, Boston, MA 02116

Mailing Address

200 Clarendon Street, Boston, MA 02116

Phone Number

(617) 516-2318

Established

Delaware since 02/03/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BCFD, LLCSOLE MEMBER—
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FORTINO, ROBERT ANTHONYPRINCIPAL FINANCIAL OFFICER1905741
GAGE, CHRISTINE HOGANCHIEF COMPLIANCE OFFICER6469017
GLICK, STEVENCO-PRESIDENT2911274
MCARDLE, MICHAEL PATRICKCO-PRESIDENT6466234

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2016About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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