Brock Schimbeno

BLACKMORE FINANCIAL SOLUTIONS

Bozeman, MT 59718

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CRD#: 6476361

Professional summary

Brock Schimbeno is a registered financial advisor currently at BLACKMORE FINANCIAL SOLUTIONS located in Bozeman, Montana.

Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brock has worked at 1 firm and has passed the Series 66, Series 7, SIE, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blackmore Commodities is a commodities brokerage and is investment related. 74 Morgan Creek Ln, Bozeman, MT 59718. It is a commodities brokerage focused on hedging strategies for agricultural production. I'm Principal and Sr. Broker. I'm also the owner. This business started in July 2015. I spend about 60 hours a month on this business and about 2 hours a day during trading hours. My duties include helping agricultural producers hedge their crops. Other general managerial duties too.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Schimbeno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2015 - Present

BLACKMORE FINANCIAL SOLUTIONS

Office #1: 389 S. Ferguson Ave Ste. 204, Bozeman, MT 59718

RIA

CRD#: 194516

Bozeman, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/5/2019)

IAR

Montana
(11/12/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2015

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/10/2015

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/9/2009

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 4/11/2011

NFA Branch Manager Examination

Current Firm

BLACKMORE FINANCIAL SOLUTIONS

CRD#: 194516 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/5/2019 Approved)

Montana

Registered Investment Advisory firm - (11/12/2015 Approved)

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Contact information

Main Address

389 S. Ferguson Ave Ste. 204, Bozeman, MT 59718

Mailing Address

Phone number

(406) 577-2277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 20,948,662

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brock Schimbeno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Schimbeno's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKMORE FINANCIAL SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2015

Series 7

Date: 7/10/2015

SIE

Date: 7/10/2015

Series 3

Date: 4/9/2009

Series 30

Date: 4/11/2011

Current Firm

BLACKMORE FINANCIAL SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACKMORE FINANCIAL SOLUTIONS

TRUST BUT VERIFY

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