Shaun Kellar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shaun Kellar, who also goes by Shaun Kellar, Shaun Phillip Kellar, was a registered financial professional .
Shaun is a previously registered financial professional and started their career in finance in 2015. Shaun had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2022 - June 10, 2024
ADAMSBROWN WEALTH CONSULTANTS LLC
November 29, 2022 - June 10, 2024
PRIVATE CLIENT SERVICES, LLC
January 9, 2021 - November 10, 2022
COMMONWEALTH FINANCIAL NETWORK
January 9, 2021 - November 10, 2022
COMMONWEALTH FINANCIAL NETWORK
July 30, 2019 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 8, 2019 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 7, 2018 - May 1, 2019
U.S. BANCORP INVESTMENTS, INC.
July 17, 2017 - March 2, 2018
SECURITIES AMERICA, INC.
March 18, 2016 - July 19, 2017
NATIONAL PLANNING CORPORATION
June 18, 2015 - March 18, 2016
BMO HARRIS FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
ADAMSBROWN WEALTH CONSULTANTS LLC
CRD#: 308410 / SEC#: 801-118670
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/25/2019
General Securities Representative ExaminationCurrent Firm
ADAMSBROWN WEALTH CONSULTANTS LLC
CRD#: 308410 / SEC#: 801-118670
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,018 |
| AUM (Assets Under Management) | $ 1,121,047,762 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
