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Brian Nicholas Spader

Brian Nicholas Spader

CFP®
EAGLE STRATEGIES
SIOUX FALLS, SD
·CRD# 6476285·11 years registered

Professional Summary

Brian Nicholas Spader, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Sioux Falls, South Dakota and NYLIFE SECURITIES LLC located in Sioux Falls, South Dakota. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brian has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2021

Years of Experience

11 years registered in the securities industry

Current & Past Employments

Current

EAGLE STRATEGIES LLCCurrent·CRD# 110826
RIA
4300 S Louise Ave Suite 107, Sioux Falls, SD 57106
September 2, 2021 - Present
NYLIFE SECURITIES LLCCurrent·CRD# 5167
BD
4300 S Louise Av Suite 107, Sioux Falls, SD 57106-0000
June 9, 2015 - Present

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Volunteers of America (VOA); VOA provides numerous services to help people in the community that need support.; 1309 W. 51st St. Sioux Falls, SD 57105; Start Date 07/2019; Role/Title: Board Member; Not Investment Related; 3 hours per month; 1 hours per month during securities trading hours] [Healing Hope Ministry Fundraiser; Healing Hope Ministry is a nonprofit that serves parents who have lost a child due to death. They are having a banquest fundraiser that I am helping with. I am helping them ask businesses for sponsorships and donations.; 30185 475th Ave, Alcester, SD 57001; Start Date 08/2020; Role/Title: Volunteer; Not Investment Related; 10 hours per month; 8 hours per month during securities trading hours; I will be visiting with businesses I know to see if they may be willing to donate items for the banquet silent auction and I will be asking businesses for sponsor ships for the banquet] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 5101 S. Nevada Ave. Sioux Falls, SD 57108; Start Date 05/2021; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Life Quest; I would participate in activities with my niece who has special needs as a respite for her parents. I would be doing things like taking her fishing and hunting, playing cards and board games with her, cooking, etc...; 804 N. Mentzer St. Mitchell, SD 57301; Start Date 05/2021; Role/Title: Employee; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FOOTSTOOL FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER/ASSOCIATE); (SIOUX FALLS, SD); START DATE: 12/2022][Real Estate Investing/Flipping; My cousin buys larger parcels of land, subdivides them and then sells the smaller pieces of land. I am investing $10,000 with him. I do nothing except give him money to invest in the land. I have no active part in it. ; 6214 S. Vineyard Ave. Sioux Falls, SD 57108; Start Date 01/2026; Role/Title: Passive Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(10/7/2022)
RR
Iowa
(2/28/2017)
RR
Minnesota
(2/21/2017)
RR
Missouri
(6/8/2023)
RR
Nebraska
(8/22/2025)
RR
Nevada
(10/24/2023)
RR
North Dakota
(10/6/2026)
RR
Oklahoma
(11/12/2025)
RR
South Carolina
(9/26/2022)
RR
South Dakota
(6/30/2015)
IAR
South Dakota
(9/2/2021)
RR
Texas
(3/1/2022)
IAR
Texas
(3/15/2022)
RR
Utah
(4/3/2023)
RR
Wisconsin
(2/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2015About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2015About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Brian Nicholas Spader's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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