Brian N. Spader
EAGLE STRATEGIES LLC
SIOUX FALLS, SD 57106
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CRD#: 6476285
Professional summary
Brian Nicholas Spader, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Sioux Falls, South Dakota and NYLIFE SECURITIES LLC located in sioux Falls, South Dakota.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brian has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Volunteers of America (VOA); VOA provides numerous services to help people in the community that need support.; 1309 W. 51st St. Sioux Falls, SD 57105; Start Date 07/2019; Role/Title: Board Member; Not Investment Related; 3 hours per month; 1 hours per month during securities trading hours] [Healing Hope Ministry Fundraiser; Healing Hope Ministry is a nonprofit that serves parents who have lost a child due to death. They are having a banquest fundraiser that I am helping with. I am helping them ask businesses for sponsorships and donations.; 30185 475th Ave, Alcester, SD 57001; Start Date 08/2020; Role/Title: Volunteer; Not Investment Related; 10 hours per month; 8 hours per month during securities trading hours; I will be visiting with businesses I know to see if they may be willing to donate items for the banquet silent auction and I will be asking businesses for sponsor ships for the banquet] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 5101 S. Nevada Ave. Sioux Falls, SD 57108; Start Date 05/2021; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Life Quest; I would participate in activities with my niece who has special needs as a respite for her parents. I would be doing things like taking her fishing and hunting, playing cards and board games with her, cooking, etc...; 804 N. Mentzer St. Mitchell, SD 57301; Start Date 05/2021; Role/Title: Employee; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FOOTSTOOL FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER/ASSOCIATE); (SIOUX FALLS, SD); START DATE: 12/2022]
CRS (Client Relationship Summary) - RIA
Click below to view Brian Nicholas Spader's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 2, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 4300 S Louise Ave Suite 107, Sioux Falls, SD 57106RIA
CRD#: 110826
SIOUX FALLS, SD
Current
June 9, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 4300 S Louise Av Suite 107, sioux Falls, SD 57106-0000BD
CRD#: 5167
SIOUX FALLS, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(10/7/2022)
RR
Iowa(2/28/2017)
RR
Minnesota(2/21/2017)
RR
Missouri(6/8/2023)
RR
Nebraska(8/22/2025)
RR
Nevada(10/24/2023)
RR
South Carolina(9/26/2022)
RR
South Dakota(6/30/2015)
IAR
South Dakota(9/2/2021)
RR
Texas(3/1/2022)
IAR
Texas(3/15/2022)
RR
Utah(4/3/2023)
RR
Wisconsin(2/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/7/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
