William Hugh Garrard MR.
Professional Summary
William Hugh Garrard MR. is a registered financial advisor currently at OPTIMUM FINANCIAL SERVICES, LLC located in Jackson, Mississippi. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. William has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
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RAYMOND JAMES & ASSOCIATES, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
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RAYMOND JAMES & ASSOCIATES, INC.
Current Firm
OPTIMUM FINANCIAL SERVICES INC | OPTIMUM FINANCIAL SERVICES, LLC
Contact Information
Main Address
1817 Crane Ridge Drive Suite 200, Jackson, MS 39216-4902Phone Number
(601) 981-5900# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
486AUM (Assets Under Management)
$300,193,261Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2026 | Cover Page | Report |
| 08/20/2025 | Cover Page | Report |
| 10/10/2024 | Cover Page | Report |
| 01/23/2024 | Cover Page | Report |
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RAYMOND JAMES & ASSOCIATES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
OPTIMUM FINANCIAL SERVICES INC | OPTIMUM FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(7/9/2015)
(9/12/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view William Hugh Garrard MR.'s CRS (Customer Relationship Summary).
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RAYMOND JAMES & ASSOCIATES, INC.