Wen Yao
Professional summary
Wen Yao is a registered financial professional currently at LORD ABBETT DISTRIBUTOR LLC located in Jersey City, New Jersey.
Wen is registered as a RR (Registered Representative) and started their career in finance in 2015. Wen has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wen Yao's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2023 - Present
LORD ABBETT DISTRIBUTOR LLC
Office #1: 30 Hudson Street, Jersey City, NJ 07302-4804June 21, 2018 - August 9, 2023
NEUBERGER BERMAN BD LLC
June 13, 2018 - August 9, 2023
NEUBERGER BERMAN BD LLC
May 12, 2015 - June 13, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(9/29/2023)
Exams
FINRA
Current Firm
LORD ABBETT DISTRIBUTOR LLC
CRD#: 530 / SEC#: , 8-216
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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