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TF

Thomas Foertsch

VOLSURFACE CAPITAL MANAGEMENT
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 6475474
TF

Professional summary

Thomas Foertsch, who also goes by Tom Foertsch, is a registered financial advisor currently at VOLSURFACE CAPITAL MANAGEMENT, LLC located in Chicago, Illinois.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tom Foertsch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Foertsch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 14, 2015 - Present

VOLSURFACE CAPITAL MANAGEMENT, LLC

Office #1: 980 North Michigan Avenue Suite 1220, Chicago, IL 60611
RIA
CRD#: 198514
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(9/14/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/13/2015
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/2/2015
National Commodity Futures Examination

Current Firm

VC
VOLSURFACE CAPITAL MANAGEMENT, LLC
VOLSURFACE CAPITAL MANAGEMENT, LLC

CRD#: 198514 / SEC#:

Illinois
Registered Investment Advisory firm - (9/14/2015 Approved)
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Contact information

Main Address
980 North Michigan Avenue Suite 1220, Chicago, IL 60611
Mailing Address
Phone number
(312) 872-1500
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOLSURFACE CAPITAL MANAGEMENT, LLC

CRD#: 198514Chicago, IL 60611

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