Keith M. Davis

STONEGATE CAPITAL MANAGEMENT

Parker, CO

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CRD#: 6475301

Professional summary

Keith M Davis, who also goes by Keith Davis, is a registered financial advisor currently at STONEGATE CAPITAL MANAGEMENT, LLC located in Parker, Colorado.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Keith has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith M Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2020 - Present

STONEGATE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 290956

Parker, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2017

Uniform Investment Adviser Law Examination

Current Firm

STONEGATE CAPITAL MANAGEMENT, LLC

STONEGATE CAPITAL MANAGEMENT | STONEGATE CAPITAL MANAGEMENT, LLC

CRD#: 290956 / SEC#:

Colorado

Registered Investment Advisory firm - (9/21/2020 Approved)

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Contact information

Main Address

Parker, CO

Mailing Address

Phone number

(303) 956-5158

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 6,413,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith M. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith M Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEGATE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2017

Current Firm

STONEGATE CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONEGATE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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