MS
Michael E. Shain
EAGLE STRATEGIES LLC
Reno, NV 89511
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CRD#: 6474329
MS
Professional summary
Michael Edward Shain is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Reno, Nevada and NYLIFE SECURITIES LLC located in Reno, Nevada.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[NAIFA ; Board Position. NAIFA serves financial and insurance professionals in the local community. I will be supporting the Northern Nevada NAIFA organization in helping them grow their presence here.; 9187 W. Flamingo Rd. Suite 110 Las Vegas NV 89147; Start Date 03/2024; Role/Title: Board Member; Investment Related; 5 hours per month; 5 hours per month during securities trading hours][Truckee Meadows Tomorrow; TMT is a board that serves Northern Nevada and is a data hub for economic statistics in Nevada. They look to create more accurate economic impacts in the community through statistics and guidance.; PO BOX 20664 Reno, NV 89515; Start Date 05/2025; Role/Title: Board Member; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours; help with driving community outreach for the non-profit as well helping with the finding data on the local economy]
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Shain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 5340 Kietzke Ln Suite 200, Reno, NV 89511RIA
CRD#: 110826
Reno, NV
Current
July 22, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 5340 Kietzke Ln Suite 200, Reno, NV 89511BD
CRD#: 5167
Reno, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/25/2015)
RR
Colorado(7/27/2015)
RR
Nevada(9/12/2023)
IAR
Nevada(1/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/5/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
