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TS

Tiffany L. Soricelli

VIRTUOSO ASSET MANAGEMENT LLC
Burnt Hills, NY 12027
Some features on this profile are disabled
CRD#: 6473884
TS

Professional summary

Tiffany Lea Soricelli, who also goes by Tiffany Lea Conn, Tiffany Lea Conn, Tiffany Soricelli, is a registered financial advisor currently at VIRTUOSO ASSET MANAGEMENT LLC located in Burnt Hills, New York and GODFREY FINANCIAL ASSOCIATES, INC. located in Burnt Hills, New York.

Tiffany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Tiffany has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tiffany Lea Conn | Tiffany Lea Conn | Tiffany Soricelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Virtuoso Advising for Artists - Glenville, NY - Not Investment Related - Other-Business Owner - Owner of a career coaching for singers, musicians and creatives - Start Date: 06/01/2018 - 10 Hours Per Month - Time Spent: 5%. 2.) TSC Business Ventures - 4625 Amsterdam Road, Glenville, NY 12302 - CEO - Real Estate: Passive income ST/ LT Rentals - Start Date: 06/2005 - 5 Hours Per Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany Lea Soricelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2021 - Present

VIRTUOSO ASSET MANAGEMENT LLC

Office #1: 819 Saratoga Road, Burnt Hills, NY 12027
RIA
CRD#: 313782
Burnt Hills, NY
Current

May 13, 2025 - Present

GODFREY FINANCIAL ASSOCIATES, INC.

Office #1: 819 Saratoga Road, Burnt Hills, NY 12027
RIA
CRD#: 126189
Burnt Hills, NY
Past

February 4, 2020 - April 26, 2021

MARSHALL & STERLING WEALTH ADVISORS, INC.

RIA
CRD#: 164345
Scotia, NY
Past

September 12, 2018 - May 5, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
SCOTIA, NY
Past

July 14, 2016 - September 7, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GODFREY FINANCIAL ASSOCIATES, INC.
GODFREY FINANCIAL ASSOCIATES, INC. | KATHLENN GODFREY FINANCIAL PLANNING | KATHLEEN GODFREY FINANCIAL PLANNING | GODFREY, KATHLEEN LOUISE

CRD#: 126189 / SEC#: 801-78531

RIA
Registered Investment Advisory firm - (9/20/2013 Approved)
New York
Registered Investment Advisory firm - (11/6/2013 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(7/19/2021)
IAR
Texas
(11/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/24/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/29/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/24/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/14/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GF
GODFREY FINANCIAL ASSOCIATES, INC.
GODFREY FINANCIAL ASSOCIATES, INC. | KATHLENN GODFREY FINANCIAL PLANNING | KATHLEEN GODFREY FINANCIAL PLANNING | GODFREY, KATHLEEN LOUISE

CRD#: 126189 / SEC#: 801-78531

RIA
Registered Investment Advisory firm - (9/20/2013 Approved)
New York
Registered Investment Advisory firm - (11/6/2013 Terminated)
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Contact information

Main Address
797 Route 9w, Glenmont, NY 12077-3801
Mailing Address
Phone number
(518) 767-2574
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GODFREY FINANCIAL ASSOCIATES, INC. (2/14/2025)

Regulatory assets under management

Total Number of Accounts618
AUM (Assets Under Management)$ 159,568,214

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GODFREY FINANCIAL ASSOCIATES, INC.

CRD#: 126189Burnt Hills, NY 12027

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