Nikita Gold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikita Gold was a registered financial professional .
Nikita is a previously registered financial professional and started their career in finance in 2015. Nikita had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2022 - April 26, 2023
DIRECT SOURCE WEALTH ADVISORY
February 9, 2022 - February 8, 2023
SHARENETT SECURITIES LLC
June 23, 2021 - February 3, 2022
EMERSON EQUITY LLC
June 23, 2021 - February 3, 2022
EMERSON EQUITY LLC
March 5, 2020 - June 30, 2021
CHARLES SCHWAB & CO., INC.
March 5, 2020 - June 30, 2021
CHARLES SCHWAB & CO., INC.
June 21, 2017 - August 1, 2018
CHARLES SCHWAB & CO., INC.
January 7, 2017 - November 14, 2017
OPTIONSXPRESS, INC.
August 10, 2015 - August 1, 2018
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
DIRECT SOURCE WEALTH ADVISORY
CRD#: 300201 / SEC#:
Contact information
Red Flags
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