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DR

David L. Rigg

INDEPENDENT WEALTH NETWORK
Sanger, TX 76266
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CRD#: 6473551
DR

Professional summary


David Linton Rigg is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Sanger, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BRITCON PROPERTY MANAGEMENT - SHERMAN, TX; OWNER; 2 HOURS PER MONTH SPENT ON THIS ACTIVITY/0 DURING TRADING HOURS. 2. SOUTHWEST AIRLINES - DALLAS, TX; CHIEF PILOT NETWORK OPERATIONS CENTER; 160 HOURS PER MONTH SPENT ON THIS ACTIVITY; VARIOUS DURING TRADING HOURS. 3. TRIBE & TRUST LEADERSHIP; NOT INVESTMENT-RELATED; 11816 INWOOD RD. SUITE 800, DALLAS, TX 75244; LEADERSHIP COURSES; INSTRUCTOR; 09/09/2025; 10 HOURS PER MONTH; 0 DURING TRADING HOURS; PROVIDE INSTRUCTION/TEACH CLASSES ON LEADERSHIP

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view David Linton Rigg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 31, 2018 - Present

INDEPENDENT WEALTH NETWORK, INC.

Office #1: Kfa Financial 400 Bolivar St, Po Box 550, Sanger, TX 76266
RIA
CRD#: 286262
Sanger, TX
Past

August 31, 2015 - September 4, 2018

INVESTMENT ADVISORS CORP

RIA
CRD#: 117531
ADDISON, TX
Past

April 14, 2015 - September 4, 2018

BROKER DEALER FINANCIAL SERVICES CORP.

BD
CRD#: 8073
ADDISON, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS

CRD#: 286262 / SEC#: 801-110559

RIA
Registered Investment Advisory firm - (6/1/2017 Approved)
Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(4/13/2021)
IAR
Florida
(9/26/2018)
IAR
Illinois
(8/20/2025)
IAR
Louisiana
(6/30/2025)
IAR
Missouri
(10/3/2024)
IAR
Nebraska
(1/8/2025)
IAR
Nevada
(9/22/2022)
IAR
New Mexico
(1/7/2019)
IAR
North Carolina
(9/4/2018)
IAR
Oklahoma
(1/27/2020)
IAR
Texas
(8/31/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/13/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS

CRD#: 286262 / SEC#: 801-110559

RIA
Registered Investment Advisory firm - (6/1/2017 Approved)
Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)
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Contact information


Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (40 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

250106 ADV 2A (1/6/2025)

Regulatory assets under management


Total Number of Accounts2,626
AUM (Assets Under Management)$ 422,577,169

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INDEPENDENT WEALTH NETWORK, INC.

CRD#: 286262Sanger, TX 76266

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