Ryan P. Higgins
Professional summary
Ryan Patrick Higgins, who also goes by Ryan Higgins, is a registered financial advisor currently at CPS INVESTMENT ADVISORS located in Lakeland, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ryan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Patrick Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2022 - Present
CPS INVESTMENT ADVISORS
Office #1: 205 East Orange Street #310, Lakeland, FL 33801-4611September 11, 2018 - July 14, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 31, 2018 - July 14, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 31, 2016 - September 28, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 4, 2015 - September 28, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
CPS INVESTMENT ADVISORS
CRD#: 104914 / SEC#: 801-35294
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/20/2022)
Exams
Current Firm
CPS INVESTMENT ADVISORS
CRD#: 104914 / SEC#: 801-35294
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,030 |
| AUM (Assets Under Management) | $ 2,656,293,459 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2025 | ||
| 11/01/2023 | ||
| 01/19/2023 |
Red Flags
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