Joshua C. Miller

ILIAD WEALTH SOLUTIONS

CHANDLER, AZ

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CRD#: 6472368

Professional summary

Joshua Charles Miller, who also goes by Joshua Miller, is a registered financial advisor currently at ILIAD WEALTH SOLUTIONS located in Chandler, Arizona.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joshua has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Iliad Protection Solutions, investment- related, same address as Iliad Wealth Solutions, Josh is the owner and acts as an agent selling life, disability and long term care insurance, 10/2021, approximately 5 hours per month during trading hours to this activity. (2) Mr. Miller is Chief Executive Officer of JCM Private Holdings, a personal private holding company. JCM Private holdings does not have any client affiliation. (3) Career Agent & Insurance Agent with MassMutual; paid commissions for sale of insurance policies. Not investment related. Spends approximately 5 hours a month on this business, of which 3 are during trading hours. (4) Independent Insurance agent (life, disability and long term care) with MassMutual; paid commissions for sale of insurance policies. Not investment related. Spends approximately 5 hours a month on this business, of which 3 are during trading hours. (5) Alpha Omega Energy; Owned by JCM Private Holdings; Shell company, no active role/duty; Josh Miller is the owner of this entity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Charles Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2022 - Present

ILIAD WEALTH SOLUTIONS

RIA

CRD#: 315826

CHANDLER, AZ

Past

November 15, 2021 - December 31, 2021

ILIAD WEALTH SOLUTIONS

RIA

CRD#: 315826

PHOENIX, AZ

Past

January 29, 2021 - September 29, 2021

PARK AVENUE INVESTMENT ADVISORY, LLC

RIA

CRD#: 310203

SCOTTSDALE, AZ

Past

December 20, 2016 - October 9, 2020

THE WEALTH CONSULTING GROUP

RIA

CRD#: 173194

New Castle, PA

Past

September 10, 2015 - December 19, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NEW CASTLE, PA

Past

June 2, 2015 - December 19, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW CASTLE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/13/2022)

IAR

California
(5/5/2022)

IAR

Colorado
(5/5/2022)

IAR

Florida
(7/24/2023)

IAR

Louisiana
(11/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2015

General Securities Representative Examination

Current Firm

ILIAD WEALTH SOLUTIONS

ILIAD WEALTH SOLUTIONS | ILIAD WEALTH SOLUTIONS LLC

CRD#: 315826 / SEC#: 801-122528

RIA

Registered Investment Advisory firm - (8/4/2023 Terminated)

Arizona

Registered Investment Advisory firm - (10/13/2022 Approved)

California

Registered Investment Advisory firm - (10/14/2022 Approved)

Colorado

Registered Investment Advisory firm - (11/29/2022 Approved)

Florida

Registered Investment Advisory firm - (7/24/2023 Approved)

Louisiana

Registered Investment Advisory firm - (11/13/2023 Approved)

Texas

Registered Investment Advisory firm - (6/29/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(412) 310-3207

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 28,663,701

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua C. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Charles Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

ILIAD WEALTH SOLUTIONS

ILIAD WEALTH SOLUTIONS

PARK AVENUE INVESTMENT ADVISORY, LLC

THE WEALTH CONSULTING GROUP

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2015

SIE

Date: 12/19/2016

Series 7

Date: 6/2/2015

Current Firm

ILIAD WEALTH SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ILIAD WEALTH SOLUTIONS

TRUST BUT VERIFY

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