KA
Kurt M. Arseneau
PROSPERITY CAPITAL ADVISORS
Cumming, GA 30040
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CRD#: 6471130
KA
Professional summary
Kurt M Arseneau, who also goes by Kurt Michael Arseneau, Kurt Arseneau, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Cumming, Georgia.
Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kurt has worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kurt Michael Arseneau | Kurt Arseneau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Arseneau is a licensed insurance agent doing business as Arseneau Advisor Group, LLC.. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Arseneau spends approx. 10 hrs/week during trading hours on this activity. 2) VICKERY MEDICARE SOLUTIONS; NOT INVESTMENT-RELATED; 5822 N. VICKERY, CUMMING, GA 30040; MEDICARE SUPPLEMENT AND ADVANTAGE INSURANCE; OWNER; OFFICER; START DATE: 10/7/2020; APPROX 01 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING HOURS; PROVIDING MEDICARE SUPPLEMENT INSURANCE. 3) VICKERY TAX AND ACCOUNTING; NOT-INVESTMENT-RELATED; 5822 N. VICKERY, CUMMING, GA 30040; TAX PREPARATION AND TAX PLANNING; OWNER; OFFICER; APPROX 08 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING HOURS; MANAGING THE BUSINESS. 4) Kurt Arseneau is the co-Owner of Arseneau Advisory Group, LLC which is the operating entity for Mr. Arseneau's advisory and insurance business. Mr. Arseneau spends approximately forty hours per week during trading hours working under this entity.
CRS (Client Relationship Summary) - RIA
Click below to view Kurt M Arseneau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2024 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 5822 N. Vickery St., Cumming, GA 30040RIA
CRD#: 156480
Cumming, GA
Past
January 26, 2022 - April 4, 2023
QUILITY FINANCIAL ADVISORS
RIA
CRD#: 304586
Cumming, GA
Past
January 14, 2022 - June 17, 2024
SOLOMON API LLC
RIA
CRD#: 159471
CUMMING, GA
Past
September 3, 2019 - January 19, 2022
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Cumming, GA
Past
September 15, 2017 - September 3, 2019
WEALTH WATCH ADVISORS, INC
RIA
CRD#: 172002
CUMMINGS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(6/24/2024)
IAR
North Carolina(11/12/2024)
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
