Neha P. Howery

STUDIO INVESTMENT MANAGEMENT

Chicago, IL 60614

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CRD#: 6470936

Professional summary

Neha Prabhu Howery, CFP®, who also goes by Neha Suhas Prabhu, is a registered financial advisor currently at STUDIO INVESTMENT MANAGEMENT located in Chicago, Illinois.

Neha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Neha has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neha Suhas Prabhu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neha Prabhu Howery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

March 31, 2015 - Present

STUDIO INVESTMENT MANAGEMENT

Office #1: 1901 N. Clybourn Ave. Suite 404, Chicago, IL 60614

RIA

CRD#: 158489

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STUDIO INVESTMENT MANAGEMENT

GANTZERT INVESTMENT COMPANY | VEZZETTI INVESTMENT | STUDIO INVESTMENT MANAGEMENT, LLC | STUDIO INVESTMENT MANAGEMENT | STUDIO

CRD#: 158489 / SEC#: 801-121558

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

California

Registered Investment Advisory firm - (7/30/2021 Terminated)

Illinois

Registered Investment Advisory firm - (6/30/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/31/2015)

IAR

Texas
(11/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

STUDIO INVESTMENT MANAGEMENT

GANTZERT INVESTMENT COMPANY | VEZZETTI INVESTMENT | STUDIO INVESTMENT MANAGEMENT, LLC | STUDIO INVESTMENT MANAGEMENT | STUDIO

CRD#: 158489 / SEC#: 801-121558

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

California

Registered Investment Advisory firm - (7/30/2021 Terminated)

Illinois

Registered Investment Advisory firm - (6/30/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2021 Terminated)

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Contact information

Main Address

1901 N. Clybourn Ave. Suite 404, Chicago, IL 60614

Mailing Address

Phone number

(312) 399-0828

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STUDIO INVESTMENT MANAGEMENT - FORM ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	922
AUM (Assets Under Management)	$ 831,519,111

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neha P. Howery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neha Prabhu Howery's CRS (Customer Relationship Summary).

Certified licenses

Experience

STUDIO INVESTMENT MANAGEMENT

Primary Firm SEC Registration

STUDIO INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

STUDIO INVESTMENT MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STUDIO INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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