GC
Gareth C. Caluducan
W&S BROKERAGE SERVICES
Willoughby, OH 44094
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CRD#: 6470221
GC
Professional summary
Gareth Cabili Caluducan, who also goes by Gary Caluducan, is a registered financial advisor currently at W&S BROKERAGE SERVICES, INC. located in Willoughby, Ohio.
Gareth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Gareth has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary Caluducan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WESTERN SOUTHERN LIFE- NO- WILLOUGHBY, OH- FULL TIME SALES AGENT/// THE ROUNDTABLE BUILDING, LLC- REAL ESTATE/RENTAL INCOME- PARTNER-N/A-LLC/// Team IBB- No address- Community Outreach and Involvement- No- No compensation- Helps the community through volunteering/// All CHOICES MATTER, 305 WOODSTOCK RD EASTLAKE OH 44095, CAREER MENTORSHIP IN LOCAL SCHOOLS, NO, BOARD MEMBER, 12-6-2017, 1 HOUR PER MONTH, 0, NO COMPENSATION, VOLUNTEER/// EMERGING LEADERS OF UNITED WAY LAKE COUNTY; NOT INVESTMENT RELATED; MENTOR, OH; CATALYST FOR CHANGE THROUGH LEADERSHIP, ADVOCACY, KNOWLEDGE AND EDUCATION TO FACILITATE TOMORROW'S LEADERS; CABINET MEMBER; APPROX ONE HOUR PER MONTH WITH NONE DURING TRADING HOURS; PROMOTE AND VOLUNTEER FOR EVENTS, ENSURE PROGRAMS AND EVENTS ALIGN WITH OUR MISSION/// ECG ENTERTAINMENT LLC, CO-OWNER, PROFESSIONAL WRESTLING TRAINING SCHOOL, ASSIST WITH THE DEVELOPMENT OF THE BUSINESS, 12 HRS PER MONTH, POTENTIAL OWNERSHIP DRAW IN THE FUTURE (DBAS - EXODUS PRO WRESTLING, CYN CO-OPERATIVE, THREE PRINTS)///EXODUS PRO APPAREL, CO-OWNER, NOVEMBER 2023, NOT SECURITIES RELATED, OWNERSHIP DRAW///
CRS (Client Relationship Summary) - RIA
Click below to view Gareth Cabili Caluducan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gareth Cabili Caluducan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2024 - Present
W&S BROKERAGE SERVICES, INC.
Office #1: 4230 State Route 306 Suite 300, Willoughby, OH 44094Office #2: 6100 Oak Tree Blvd Suite 390, Independence, OH 44131RIA
BD
CRD#: 8099
Willoughby, OH
Current
May 20, 2016 - Present
W&S BROKERAGE SERVICES, INC.
Office #1: 4230 State Route 306 Suite 300, Willoughby, OH 44094Office #2: 6100 Oak Tree Blvd Suite 390, Independence, OH 44131RIA
BD
CRD#: 8099
Willoughby, OH
Past
May 5, 2015 - April 11, 2016
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
MENTOR, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
W&S BROKERAGE SERVICES, INC.
COUNTRYWIDE INVESTMENTS, INC. | W&S BROKERAGE SERVICES, INC. | ROBERT H. LESHNER & CO., INC. | FT. WASHINGTON BROKERAGE SERVICES, INC. | FORT WASHINGTON BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
RIA
Registered Investment Advisory firm - SEC (9/6/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2025)
RR
Colorado(8/15/2019)
RR
Florida(5/18/2020)
RR
Kansas(11/28/2023)
RR
New Jersey(10/31/2024)
IAR
New Jersey(10/31/2024)
RR
Ohio(5/20/2016)
IAR
Ohio(4/24/2024)
RR
Pennsylvania(11/21/2023)
RR
South Carolina(9/24/2025)
RR
Texas(11/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
W&S BROKERAGE SERVICES, INC.
COUNTRYWIDE INVESTMENTS, INC. | W&S BROKERAGE SERVICES, INC. | ROBERT H. LESHNER & CO., INC. | FT. WASHINGTON BROKERAGE SERVICES, INC. | FORT WASHINGTON BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
RIA
Registered Investment Advisory firm - SEC (9/6/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
400 Broadway, Cincinnati, OH 45202
Mailing Address
400 Broadway Ms-03, Cincinnati, OH 45202
Phone number
(513) 629-1055
Established
Ohio since 05/21/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
95
SEC notice filing (33 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | OWNER | |
| BRODIE, TROY DALE | PRESIDENT | 1924559 |
| DELUCA, JAMES JOSEPH | VP, MARKETING | 5420948 |
| HERRON, SARAH SPARKS | CORPORATE SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | TREASURER | 6607547 |
| LOVELESS, MATTHEW WILLIAM | VP, AGENCY STRATEGY, TRAINING & TALENT ACQUISITION | 5657647 |
| LUEBBE, GREGORY MICHAEL | ASSISTANT VICE PRESIDENT | 2924719 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOURNE, DOUGLAS EDWARD | AVP, BROKERAGE OPERATIONS | 2999021 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE OFFICER | 1327230 |
| WIEDENHEFT, TERRIE ANN | SENIOR VICE PRESIDENT AND CFO | 2619213 |
| WITTMAN, SCOTT JOSEPH | VP TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 175,814,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
