Lia R. Bertelson
TOGETHER PLANNING
ROSWELL, GA 30075
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CRD#: 6469786
Professional summary
Lia Regina Bertelson, CFP®, who also goes by Lia Mallini Bertelson, is a registered financial advisor currently at TOGETHER PLANNING located in Roswell, Georgia.
Lia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lia has worked at 1 firm and has passed the Series 65 exam.
Biography
Lia’s background is in corporate banking with a large regional bank. During her banking career, she developed skills in analyzing financial statements and evaluating credit worthiness of a wide variety of companies. Her favorite things about that job were seeing how things are made by doing factory tours, and the fact that her colleagues brought their calculators to every meeting.
What she loves even more about working for Together Planning is bringing clarity and a sense of relief to clients who are in the thick of managing careers and families and want to make sure they are doing everything they can to responsibly steward and grow their money. Her personal sense of connection with the world around her aligns with work in developing Socially Responsible Investment plans for our clients.
She serves on the vestry at her church and chairs the School Governance Council of her local elementary school. On the weekends, you can find her canoeing down the Chattahoochee River with her husband and two sons, or traveling to meet their goal of visiting all fifty states together.
Question & Answer
What are your service offerings?
Investment Planning
Education Planning
Socially Responsible Investing
Retirement Planning
Comprehensive Financial Planni...
Life Transitions
Do you have an area of expertise or specialization?
Baby Boomers
College/Education Planning
Fixed Fee (Subscription, Retai...
Generation X
High Net Worth Client Needs
Investment Advice with Ongoing...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Lia Mallini Bertelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lia Regina Bertelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
August 2, 2016 - Present
TOGETHER PLANNING
Office #1: 599 West Crossville Road Suite 107, Roswell, GA 30075RIA
CRD#: 175341
ROSWELL, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TOGETHER PLANNING
MALLINI COMPLETE FINANCIAL PLANNING LLC | TOGETHER PLANNING | TOGETHER AND/OR TOGETHER PLANNING
CRD#: 175341 / SEC#: 801-123429
RIA
Registered Investment Advisory firm - (3/14/2022 Approved)Alabama
Registered Investment Advisory firm - (3/28/2022 Terminated)Florida
Registered Investment Advisory firm - (3/28/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/29/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(9/16/2016)
IAR
Florida(8/10/2016)
IAR
Georgia(8/2/2016)
IAR
North Carolina(5/4/2017)
Current Firm
TOGETHER PLANNING
MALLINI COMPLETE FINANCIAL PLANNING LLC | TOGETHER PLANNING | TOGETHER AND/OR TOGETHER PLANNING
CRD#: 175341 / SEC#: 801-123429
RIA
Registered Investment Advisory firm - (3/14/2022 Approved)Alabama
Registered Investment Advisory firm - (3/28/2022 Terminated)Florida
Registered Investment Advisory firm - (3/28/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/29/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2631 Nw 41st Street Suite E2, Gainesville, FL 32606
Mailing Address
Phone number
(352) 221-9300
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 552 |
| AUM (Assets Under Management) | $ 156,793,735 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
