John Ryan D. Planas

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CRD#: 6469593

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Ryan Dellosa Planas JR., who also goes by Jr Planas, was a registered financial professional .

John Ryan is a previously registered financial professional and started their career in finance in 2017. John Ryan had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jr Planas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CASSADY WEALTH & RETIREMENT PLANNING, LLC; INV RELATED; HENDERSON NV ; INSURANCE & INVESTMENT ADVISORY SERVICES; INSURANCE AGENT/INVESTMENT ADVISER REPRESENTATIVE; START 12/2023; 160 HOURS PER MONTH; 140 HOURS DURING SECURITIES TRADING HOURS; FIXED INSURANCE SALES AND DBA NAME USED FOR SECURITIES AND ADVISORY BUSINESS. 2) CASSADY WELATH & RETIREMENT PLANNING, LLC; INV RELATED; HENDERSON NV; WEALTH MANAGEMENT; ASSISTANT; START 2/2025; 8 HOURS PER MONTH; 8 HOURS DURING SECURITIES TRADING HOURS; PROCESSES CLIENT TRANSACTIONS AND PAPERWORK. 3) CASSADY LAW OFFICES, P.C.; NOT INV RELATED; HENDERSON NV; LAW FIRM; OPERATIONS MANAGER; START 1/2025; 160 HOURS PER MONTH; 140 HOURS DURING SECURITIES TRADING HOURS; COORDINATES AND DIRECTS LAW FIRM OPERATIONS. 4) GREEN ROOM PRODUCTIONS & SOLUTIONS, LLC; NOT INV RELATED; HENDERSON NV; PHOTOGRAPHY; OWNER/PHOTOGRAPHER; START 2/2025; 5 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; CREATES, MARKETS, & SELLS PHOTOGRAPHIC WORKS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2024 - June 30, 2025

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

RIA

CRD#: 309710

HENDERSON, NV

Past

December 21, 2023 - June 30, 2025

GRADIENT SECURITIES, LLC

CRD#: 127701

Henderson, NV

Past

July 12, 2022 - May 9, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Las Vegas, NV

Past

July 1, 2020 - July 15, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Las Vegas, NV

Past

September 25, 2019 - July 15, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

LAS VEGAS, NV

Past

July 6, 2017 - January 29, 2018

NYLIFE SECURITIES LLC

CRD#: 5167

LAS VEGAS, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

CRD#: 309710 / SEC#: 801-129764

RIA

Registered Investment Advisory firm - (3/25/2024 Approved)

Arizona

Registered Investment Advisory firm - (3/29/2024 Terminated)

Nevada

Registered Investment Advisory firm - (4/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/5/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

CRD#: 309710 / SEC#: 801-129764

RIA

Registered Investment Advisory firm - (3/25/2024 Approved)

Arizona

Registered Investment Advisory firm - (3/29/2024 Terminated)

Nevada

Registered Investment Advisory firm - (4/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

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Contact information

Main Address

2400 W Horizon Ridge Pkwy, Henderson, NV 89052

Mailing Address

Phone number

(702) 650-4480

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (3/27/2025)

Regulatory assets under management

Total Number of Accounts	346
AUM (Assets Under Management)	$ 155,768,876

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John Ryan D. Planas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GRADIENT SECURITIES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PARK AVENUE SECURITIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2022

Series 63

Date: 8/15/2017

SIE

Date: 1/29/2018

Series 6

Date: 7/5/2017

Current Firm

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASSADY WEALTH & RETIREMENT PLANNING L.L.C.

TRUST BUT VERIFY

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