KR
Katrina R. Rollan
TRANSAMERICA FINANCIAL ADVISORS
San Ramon, CA 94583
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CRD#: 6469478
KR
Professional summary
Katrina Reyes Rollan, who also goes by Chin Reyes Rollan, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in San Ramon, California.
Katrina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Katrina has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chin Reyes Rollan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. CRL & Butlers Corporation / 0121-Present / Investment Related: No /2295 S Hiawassee Road, Suite 100B, Orlando FL 32835 / President / Paying -Rent Assistant / Hrs Work Monthly: 2 / Sec Trading Hrs: 2 /Corporation is used for the purposes of Paying rent and assistant. WFG Direct / 0821-Present/ Investment Related:NO /Newark,CA / SALES ASSOCIATE/ Nature of Business/ Hrs. Work Monthly: / Sec Trading Hrs.: / Co-Brand MJ MARKETING LLC POSITION: Independent Contractor NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 02/17/2025 ADDRESS: 1602 Deluca Drive, San Jose CA 95131, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS. HIGHPWR LLC POSITION: Member NATURE: Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2025 ADDRESS: 455 MARKET ST, STE 1940 #379465, SAN FRANCISCO CA 94105, United States DESCRIPTION: My husband open an LLC as he is planning to expand their family restaurant business and open his own location. He needed an LLC to submit to the Landlord and for obtaining permits. He has 100% ownership of this LLC. I am just a member of the LLC and my role is very limited, just support. Restaurant has not opened yet. Construction has not started. He plans to open his store in December.
CRS (Client Relationship Summary) - RIA
Click below to view Katrina Reyes Rollan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Katrina Reyes Rollan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2022 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2010 Crow Canyon Place Suite 100, San Ramon, CA 94583RIA
BD
CRD#: 16164
San Ramon, CA
Current
August 14, 2015 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2010 Crow Canyon Place Suite 100, San Ramon, CA 94583RIA
BD
CRD#: 16164
San Ramon, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/14/2015)
IAR
California(7/7/2022)
RR
Nevada(7/16/2025)
RR
Oregon(9/19/2023)
RR
Texas(8/3/2021)
RR
Utah(3/16/2023)
RR
Washington(5/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164San Ramon, CA 94583TRUST BUT VERIFY
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