Duncan A. Soqui
Professional summary
Duncan Alexandre Soqui is a registered financial professional currently at ELMCORE SECURITIES LLC located in Chicago, Illinois.
Duncan is registered as a RR (Registered Representative) and started their career in finance in 2017. Duncan has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Duncan Alexandre Soqui's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2017 - Present
ELMCORE SECURITIES LLC
Office #1: 500 W. Madison Street Suite 1000, Chicago, IL 60661Office #2: 500 W Madison Street, Suite 1000, Chicago, IL 60661State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2019)
Exams
FINRA
Current Firm
ELMCORE SECURITIES LLC
CRD#: 158922 / SEC#: , 8-68946
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ELMCORE GROUP INC. | MEMBER | |
| DANCIU, FELIX GAVRIL | EXECUTIVE REPRESENTATIVE, CHIEF EXECUTIVE OFFICER, MANAGER | 4463642 |
| SCHMIDT, KIMBERLY C | FINOP & PRINCIPAL FINANCIAL OFFICER | 4551566 |
| SCHMIDT, KIMBERLY C | CHIEF COMPLIANCE OFFICER | 4551566 |
| SCHMIDT, KIMBERLY C | CHIEF OPERATING OFFICER & PRINCIPAL OPERATIONS OFFICER | 4551566 |
Red Flags
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