Joseph Del Principe

DEL PRINCIPE O'BRIEN FINANCIAL ADVISORS

Indianapolis, IN 46240

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CRD#: 6469264

Professional summary

Joseph Del Principe is a registered financial advisor currently at DEL PRINCIPE O'BRIEN FINANCIAL ADVISORS located in Indianapolis, Indiana.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Del Principe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2015 - Present

DEL PRINCIPE O'BRIEN FINANCIAL ADVISORS

Office #1: 3815 River Crossing Parkway, Suite 100, Indianapolis, IN 46240

RIA

CRD#: 174935

Indianapolis, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/30/2015)

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Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2014

Uniform Investment Adviser Law Examination

Current Firm

DEL PRINCIPE O'BRIEN FINANCIAL ADVISORS

CRD#: 174935 / SEC#:

Indiana

Registered Investment Advisory firm - (3/30/2015 Approved)

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Contact information

Main Address

3815 River Crossing Parkway, Suite 100, Indianapolis, IN 46240

Mailing Address

Phone number

(765) 479-2568

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 33,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph Del Principe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Del Principe's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEL PRINCIPE O'BRIEN FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2014

Current Firm

DEL PRINCIPE O'BRIEN FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEL PRINCIPE O'BRIEN FINANCIAL ADVISORS

TRUST BUT VERIFY

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