Brandon M. Smith
PROFESSIONAL FINANCIAL MANAGEMENT
BOZEMAN, MT 59718
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CRD#: 6469065
Professional summary
Brandon Michael Smith, CFP® is a registered financial advisor currently at PROFESSIONAL FINANCIAL MANAGEMENT, INC. located in Bozeman, Montana.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brandon has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Michael Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
August 20, 2015 - Present
PROFESSIONAL FINANCIAL MANAGEMENT, INC.
Office #1: 945 Technology Blvd., Suite 102, Bozeman, MT 59718RIA
CRD#: 118117
BOZEMAN, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROFESSIONAL FINANCIAL MANAGEMENT, INC.
PROFESSIONAL FINANCIAL MANAGEMENT, INC.
CRD#: 118117 / SEC#: 801-132539
RIA
Registered Investment Advisory firm - (4/28/2025 Approved)Alaska
Registered Investment Advisory firm - (10/2/2025 Terminated)California
Registered Investment Advisory firm - (10/31/2025 Terminated)Louisiana
Registered Investment Advisory firm - (10/1/2025 Terminated)Montana
Registered Investment Advisory firm - (10/1/2025 Terminated)Texas
Registered Investment Advisory firm - (10/1/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Montana(8/20/2015)
IAR
Texas(7/6/2021)
Current Firm
PF
PROFESSIONAL FINANCIAL MANAGEMENT, INC.
PROFESSIONAL FINANCIAL MANAGEMENT, INC.
CRD#: 118117 / SEC#: 801-132539
RIA
Registered Investment Advisory firm - (4/28/2025 Approved)Alaska
Registered Investment Advisory firm - (10/2/2025 Terminated)California
Registered Investment Advisory firm - (10/31/2025 Terminated)Louisiana
Registered Investment Advisory firm - (10/1/2025 Terminated)Montana
Registered Investment Advisory firm - (10/1/2025 Terminated)Texas
Registered Investment Advisory firm - (10/1/2025 Terminated)PREMIUM
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Contact information
Main Address
945 Technology Blvd Ste 102, Bozeman, MT 59718
Mailing Address
Phone number
(406) 587-1604
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 265,256,270 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 10/29/2024 | ||
| 03/21/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
