BS
Braden L. Smidt
ALTERNATIVE INVESTMENT ADVISORS
Sioux Falls, SD 57108
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CRD#: 6468564
BS
Professional summary
Braden Lee Smidt, who also goes by Brady Lee Smidt, is a registered financial advisor currently at ALTERNATIVE INVESTMENT ADVISORS, LLC located in Sioux Falls, South Dakota.
Braden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Braden has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brady Lee Smidt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
06-2018 TO PRESENT INVESTMENT RELATED SWENSON INVESTMENTS & COMMODITIES DBA SWENSON WEALTH MANAGEMENT IS LOCATED AT 5002 S. BROADBAND LN. SIOUX FALLS, SD 57108. SWENSON WEALTH MANAGEMENT PROVIDES ASSISTANCE FOR ESTATE PLANNING INCLUDING LIFE AND HEALTH INSURANCE. MR. SMIDT SPENDS 40 HOURS PER MONTH DURING TRADING HOURS ADDRESSING CLIENT INSURANCE NEEDS. 08-2021 TO PRESENT SKYLINE CAPTIAL, LLC SIOUX FALLS, SD INVESTMENT RELATED SKYLINE CAPITAL LLC ASSITS FIRMS WITH THE PROCESS OF RAISING CAPITAL AND IDENTIFYING POTENTIAL INVESTORS. MR. SMIDT PROVIDES ADMINSTRATIVE SUPPORT TO THE THIRD PARTY FIRM. MR. SMIDT SPENDS 10 HOURS PER MONTH DURING TRADING HOURS IN ADDRESSING ADMINSTRATIVE MATTERS.
CRS (Client Relationship Summary) - RIA
Click below to view Braden Lee Smidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2018 - Present
ALTERNATIVE INVESTMENT ADVISORS, LLC
Office #1: 5002 Broadband Lane, Sioux Falls, SD 57108RIA
CRD#: 160108
Sioux Falls, SD
Past
August 18, 2016 - July 14, 2017
ALTERNATIVE INVESTMENT ADVISORS, LLC
RIA
CRD#: 160108
Sioux Falls, SD
Past
July 11, 2016 - August 14, 2017
AEGIS WEALTH MANAGEMENT, LLC
RIA
CRD#: 199511
Sioux Falls, SD
Past
June 18, 2015 - July 17, 2017
VISION BROKERAGE SERVICES, LLC
BD
CRD#: 47927
SIOUX FALLS, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALTERNATIVE INVESTMENT ADVISORS, LLC
ALTERNATIVE INVESTMENT ADVISORS, LLC | SWENSON WEALTH MANAGEMENT | FLORIDA FINANCIAL STRATEGIES | FFS1
CRD#: 160108 / SEC#: 801-117266
RIA
Registered Investment Advisory firm - (8/27/2019 Approved)Florida
Registered Investment Advisory firm - (9/23/2019 Terminated)Iowa
Registered Investment Advisory firm - (9/24/2019 Terminated)Minnesota
Registered Investment Advisory firm - (9/25/2019 Terminated)Nebraska
Registered Investment Advisory firm - (9/23/2019 Terminated)South Dakota
Registered Investment Advisory firm - (9/23/2019 Terminated)Texas
Registered Investment Advisory firm - (9/23/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(7/24/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
ALTERNATIVE INVESTMENT ADVISORS, LLC
ALTERNATIVE INVESTMENT ADVISORS, LLC | SWENSON WEALTH MANAGEMENT | FLORIDA FINANCIAL STRATEGIES | FFS1
CRD#: 160108 / SEC#: 801-117266
RIA
Registered Investment Advisory firm - (8/27/2019 Approved)Florida
Registered Investment Advisory firm - (9/23/2019 Terminated)Iowa
Registered Investment Advisory firm - (9/24/2019 Terminated)Minnesota
Registered Investment Advisory firm - (9/25/2019 Terminated)Nebraska
Registered Investment Advisory firm - (9/23/2019 Terminated)South Dakota
Registered Investment Advisory firm - (9/23/2019 Terminated)Texas
Registered Investment Advisory firm - (9/23/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
698 North Maitland Avenue Suite 101, Maitland, FL 32751
Mailing Address
Phone number
(407) 261-4242
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,604 |
| AUM (Assets Under Management) | $ 341,046,660 |
Red Flags
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Company Information
ALTERNATIVE INVESTMENT ADVISORS, LLC
CRD#: 160108Sioux Falls, SD 57108TRUST BUT VERIFY
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