Heidi M. Goertzen

BECKER CAPITAL MANAGEMENT

Portland, OR 97204-3740

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CRD#: 6467216

Professional summary

Heidi Marie Goertzen, CFP® is a registered financial advisor currently at BECKER CAPITAL MANAGEMENT, INC. located in Portland, Oregon.

Heidi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Heidi has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heidi Marie Goertzen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 21, 2019 - Present

BECKER CAPITAL MANAGEMENT, INC.

Office #1: 1211 Sw 5th Avenue Suite 2185, Portland, OR 97204-3740

RIA

CRD#: 110489

Portland, OR

Past

June 27, 2018 - February 18, 2019

CONFLUENCE WEALTH MANAGEMENT LLC

RIA

CRD#: 107810

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BECKER CAPITAL MANAGEMENT, INC.

BECKER CAPITAL MANAGEMENT INC | BECKER CAPITAL MANAGEMENT, INC.

CRD#: 110489 / SEC#: 801-11781

RIA

Registered Investment Advisory firm - (4/19/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/21/2019)

IAR

Texas
(3/21/2019)

IAR

Washington
(3/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2018

Uniform Investment Adviser Law Examination

Current Firm

BECKER CAPITAL MANAGEMENT, INC.

BECKER CAPITAL MANAGEMENT INC | BECKER CAPITAL MANAGEMENT, INC.

CRD#: 110489 / SEC#: 801-11781

RIA

Registered Investment Advisory firm - (4/19/1977 Approved)

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Contact information

Main Address

1211 Sw 5th Avenue Suite 2185, Portland, OR 97204-3740

Mailing Address

Phone number

(503) 223-1720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BECKER CAPITAL MANAGEMENT, INC. - FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,019
AUM (Assets Under Management)	$ 4,982,543,115

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
09/24/2024	Cover Page	Report
10/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heidi M. Goertzen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heidi Marie Goertzen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BECKER CAPITAL MANAGEMENT, INC.

CONFLUENCE WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

BECKER CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2018

Current Firm

BECKER CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BECKER CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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