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Tyler G. Pratt

INTREPID PARTNERS
Houston, TX 77002
Some features on this profile are disabled
CRD#: 6467084
TP

Professional summary

Tyler G Pratt is a registered financial professional currently at INTREPID PARTNERS, LLC located in Houston, Texas.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2015. Tyler has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler G Pratt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 28, 2016 - Present

INTREPID PARTNERS, LLC

Office #1: 1201 Louisiana Street Suite 600, Houston, TX 77002
BD
CRD#: 198516
Houston, TX
Past

September 14, 2015 - November 3, 2016

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
HOUSTON, TX
Past

April 16, 2015 - August 28, 2015

CAZ INVESTMENTS L.P.

RIA
CRD#: 113931
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/28/2016)
RR
Colorado
(11/28/2016)
RR
Louisiana
(11/28/2016)
RR
New York
(11/28/2016)
RR
Oklahoma
(11/28/2016)
RR
Texas
(11/28/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 9/12/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/21/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/14/2015
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IP
INTREPID PARTNERS, LLC
INTREPID PARTNERS, LLC

CRD#: 198516 / SEC#: , 8-69615

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
712 Fifth Avenue 31st Floor, New York, NY, 10019
Mailing Address
712 Fifth Avenue 31st Floor, New York, NY, 10019
Phone number
(212) 388-5020
Established
Delaware since 02/19/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INTREPID FINANCIAL PARTNERS, L.L.C.MANAGING MEMBER
CHUNG, MICHAELFINOP/CFO5739877
MCGEE, HUGH EDWARD IIICEO1782899
WINCHENBAUGH, CHRISTOPHER FRANCISPRESIDENT/CCO/COO2790899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTREPID PARTNERS, LLC

CRD#: 198516Houston, TX 77002

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