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Matthew Nault

HARBOR FUNDS DISTRIBUTORS
BOSTON, MA
·CRD# 6466681·11 years experience

Professional Summary

Matthew Nault, who also goes by Matthew J. Nault, Matthew Nault, is a registered financial advisor currently at HARBOR FUNDS DISTRIBUTORS, INC. located in Boston, Massachusetts. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2015. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew J. Nault, Matthew Nault

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

HARBOR FUNDS DISTRIBUTORS, INC.·CRD# 113506
BD
33 Arch Street, Boston, MA 02110
September 25, 2025 - Present
MMA SECURITIES LLC·CRD# 44254
RIA
Boston, MA
August 30, 2023 - July 1, 2025
MMA SECURITIES LLC·CRD# 44254
BD
Boston, MA
July 27, 2023 - July 1, 2025
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Boston, MA
June 1, 2015 - July 3, 2023

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Current Firm

HF
HARBOR FUNDS DISTRIBUTORS, INC.

BCA SECURITIES, INC. | HCA SECURITIES, INC. | HARBOR FUNDS DISTRIBUTORS, INC.

CRD#: 113506 / SEC#: 8-53339
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

111 South Wacker Drive 34th Floor, Chicago, IL 60606

Mailing Address

111 South Wacker Drive 34th Floor, Chicago, IL 60606

Phone Number

(312) 443-4420

Established

Delaware since 02/21/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HARBOR CAPITAL ADVISORS, INC.SHAREHOLDER—
HALABY, JOHN STEVEPRESIDENT AND DIRECTOR2543904
KUNKEL, JACOB JEFFREYCHIEF FINANCIAL OFFICER AND TREASURER6108628
MCCAIN, CHARLES FREDERICKCHIEF EXECUTIVE OFFICER AND DIRECTOR4865638
NEE, STEPHANIE ANNCHIEF COMPLIANCE OFFICER4968097

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA Agency", 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA Agency (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/25/2025)
RR
Alaska
(9/25/2025)
RR
Arizona
(9/25/2025)
RR
Arkansas
(9/25/2025)
RR
California
(9/25/2025)
RR
Colorado
(9/25/2025)
RR
Connecticut
(9/25/2025)
RR
Delaware
(9/25/2025)
RR
District of Columbia
(9/25/2025)
RR
Florida
(9/25/2025)
RR
Georgia
(9/25/2025)
RR
Hawaii
(9/25/2025)
RR
Idaho
(9/25/2025)
RR
Illinois
(9/25/2025)
RR
Indiana
(9/25/2025)
RR
Iowa
(9/25/2025)
RR
Kansas
(9/25/2025)
RR
Kentucky
(9/25/2025)
RR
Louisiana
(9/25/2025)
RR
Maine
(9/25/2025)
RR
Maryland
(9/25/2025)
RR
Massachusetts
(9/25/2025)
RR
Michigan
(9/25/2025)
RR
Minnesota
(9/25/2025)
RR
Mississippi
(9/25/2025)
RR
Missouri
(9/25/2025)
RR
Montana
(9/25/2025)
RR
Nebraska
(9/25/2025)
RR
Nevada
(9/25/2025)
RR
New Hampshire
(9/25/2025)
RR
New Jersey
(9/25/2025)
RR
New Mexico
(9/25/2025)
RR
New York
(9/25/2025)
RR
North Carolina
(9/25/2025)
RR
North Dakota
(9/25/2025)
RR
Ohio
(9/25/2025)
RR
Oklahoma
(9/25/2025)
RR
Oregon
(9/25/2025)
RR
Pennsylvania
(9/25/2025)
RR
Puerto Rico
(9/25/2025)
RR
Rhode Island
(9/25/2025)
RR
South Carolina
(9/25/2025)
RR
South Dakota
(9/25/2025)
RR
Tennessee
(9/25/2025)
RR
Texas
(9/25/2025)
RR
Utah
(9/25/2025)
RR
Vermont
(9/25/2025)
RR
Virgin Islands
(9/25/2025)
RR
Virginia
(9/25/2025)
RR
Washington
(9/25/2025)
RR
West Virginia
(9/25/2025)
RR
Wisconsin
(9/25/2025)
RR
Wyoming
(9/25/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2023About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2015About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Nault's CRS (Customer Relationship Summary).

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